“And Yet, We Hear a Band”: Transgressing Fantasy, Form, and the Flesh in David Lynch’s Mulholland Drive

“And Yet, We Hear a Band”: Transgressing Fantasy, Form, and the Flesh in David Lynch’s Mulholland Drive

Image by Eadweard Muybridge, via Wikimedia Commons.

by Vish Arora

No medium conjures fantasy quite like cinema, which stitches together light and sound to position the spectator as an active participant in its simulacral constructions of reality. A film, then, doesn’t just depict fantasy; it embodies it, using its visceral immediacy to offer escape. But what happens when a film exposes its own illusion, disclosing the dark mechanisms underlying its phantasmic architecture? David Lynch’s 2001 film Mulholland Drive explores this question with disquieting precision. Through a form that resists coherence and a narrative that challenges unified interpretation, Lynch’s artifice in Mulholland Drive hinges on the nightmarish reality that creates it. At the heart of this exploration is struggling actress Diane Selwyn, who refashions her despair into an archetypical fairytale of Hollywood success. Yet Lynch allows neither Diane nor the audience to immerse themselves in this fantasy. Instead, he repeatedly punctures its surface to challenge the cohesion of Diane’s dream narrative, resulting in an ambiguity that inevitably suspends immersion to invite philosophical reflection. By doing so, he exposes the tenuous border that separates and unites reality with fantasy, the spectator with the screen. As film-philosopher scholar Robert Sinnerbrink suggests, Mulholland Drive exercises philosophy not through illustration, but through form and sensory invocation. However, while Sinnerbrink’s essay “Cinematic Ideas, on David Lynch’s Mulholland Drive” sets up a compelling premise by framing the film as a philosophical text, it stops short of detailing the specific mechanisms that constitute its philosophizing. Extending his inquiry, this essay employs Todd McGowan’s structure of fantasy and Vivian Sobchack’s phenomenology of cinematic embodiment to trace the ways in which Mulholland Drive shatters narrative, obscures form, and begins to ‘think’ beyond narrative confines. Drawing upon Sinnerbrink’s claim, a formal analysis of the film’s structure alongside McGowan and Sobchack’s ideas reveals the juncture where Mulholland Drive transcends fiction to become a self-reflective mode of philosophy.

To frame Mulholland Drive as a philosophical text, we must distinguish between film as a mode of “philosophising,”[1] where philosophy unfolds through its various logics, and film as a convenient visual illustration of existing theoretical frameworks. In Sinnerbrink’s words, the latter constitutes a tendency known as “reductive rationalism”, where cinematic encounters often yield to the seduction of explanation through philosophical metalanguage.[2] Consequently, the film is dismembered and repurposed to support theoretical readings, all while its own philosophical potential is completely undermined. Against this, Sinnerbrink proposes an inverse relation between thought and film, where the film does not illustrate thought but enacts it, staging what he calls “cinematic Ideas”[3]: moving images that abandon narrative to evince a philosophical engagement that arises from their reflexive mode. Mulholland Drive, he argues, employs image and sound—and not narrative—as a means for presenting thought, using ambiguity to encourage reflection instead of inhibiting it. By undertaking this “exercise in mutual reflection,”[4] film and philosophy are treated as cohabitant in their ontological function, and neither is treated as subordinate to the other. Yet, it may be difficult to grasp what “mutual reflection” entails without understanding the specific mechanisms that allow Lynch’s film to be reflective. McGowan’s work, for instance, explores the dialectical relationship between dream and fantasy in Mulholland Drive, while Sobchack’s phenomenological approach helps us understand the cinematic medium as embodied in its own right. When reading the film’s misleading formal construction in tandem with McGowan and Sobchack’s frameworks, we discover that the unsettling affective tendencies of the film are embedded within its very structure. Such a task lays bare the structural and sensory mechanisms of the film’s mode, offering a particularization of Sinnerbrink’s cinematic Ideas. It is through this examination of the film’s narrative artifice and reflexive collapse that we uncover the philosophical potential of Mulholland Drive’s cinematic architecture.

The first half of Mulholland Drive is primarily situated inside Diane’s fantasy. However, this fantasy is far from comfortable, and an unsettling artificiality injects its form from the very onset. Interspersed between a coherent narrative that echoes classical Hollywood conventions are bizarre intrusions that effectively function to displace and disorient the viewer. Sinnerbrink attempts to distinguish between these subjective and objective representations of events but concludes the two to be inseparable.[5] Todd McGowan, however, uses Lacanian psychoanalytic theory to posit that fantasy is not a veil for objectivity, but rather a sustaining structure for reality, one that is always on the verge of unraveling.[6] This sense of an impending collapse pressing against the walls of illusion finds early expression in the Winkie’s diner scene, where a seemingly rational exchange between two men quickly devolves into an absurd encounter with the unknown. The formal elements of this scene are particularly significant, as they infuse it with a strangeness that renders it uncanny long before it reaches its terrifying conclusion. As a frantic Dan recounts his dream to his friend, the mise-en-scène and setting of the daytime diner allow the scene to initially maintain its realism; however, its formal instability makes this pretense feel less believable. The shot-reverse-shot of their conversation, for instance, is manipulated to imbue the sequence with unease. The camera, which appears to hover indeterminately between the two men as they converse, feels unanchored, creating a visual fragility that heightens alongside Dan’s anxiety. As Dan’s friend ushers him to exit the place, his voice is drowned out by the droning soundtrack, signaling the intrusion of fear into the rational cadence of the dialogue. Discreetly placing the audience in Dan’s shoes, the film uses various point-of-view shots to foreground his fearful encounter with the entity behind the diner. This fear inevitably encroaches upon the audience. Using formal elements such as cinematography and sound, Lynch constructs a scene that initially feels self-contained but later gains greater resonance when Diane’s true reality is revealed. At one level, it allows the viewer to retroactively reflect upon this sequence as an unconscious manifestation of Diane’s guilt disrupting her fantasy realm. At another level, the sequence itself becomes a permeable boundary between the subjective and the objective, as its formal elements gradually infuse a seemingly realistic situation with Dan’s compounding fear and a sense of unreality. As McGowan suggests,

Lynch’s eccentricity as a director lies in his proclivity to expose the extreme situations that exist at the heart of everyday reality. As a result, his films depict the structure of fantasy in a much more unadulterated form than is usual in Hollywood […] That said, Lynch’s willingness to embrace the extreme situation that lies within normalcy leads him to produce films that lay bare the functioning of desire and fantasy.[7]

As exemplified by the diner scene, Mulholland Drive does not construct fantasy to shatter it ultimately; rather, its manipulation of fantasy unravels through slow internal deterioration. This extremity that lies dormant within everyday situations, as McGowan suggests, shows that the terrifying event is not an exception to reality but its primordial state. The scene conveys this horror not through simple, formulaic demonstration—placing unease within narrative and contextual logics—but sensory enactment, where the viewer is situated on the threshold between subjective discomfort and objective mundanity.

The dreadful diner scene is far from an isolated instance of severance in an otherwise coherent fantasy. Instead, with the introduction of Betty, “Diane’s fantasmatic ideal ego,”[8] the fantasy takes on a narrative that attempts to overwrite Diane’s memory. Yet even as the guileless, infallible Betty appoints herself as a savior to the elusive starlet Rita (the dream-reconstruction of Camilla Rhodes), an ominous, overarching conspiracy threatens to sabotage her Nancy Drew-style mission. The fantasy that the film constructs is far from seamless, with scenes alluding to the interference of shadowy forces while never explaining their true intentions. One such moment arises during auditions for The Sylvia North Story, where director Adam Kesher is instructed to cast a woman he neither chose nor knows. Like the diner sequence, the scene’s form becomes the primary conveyer of unease. As Adam Kesher watches an actress bearing the name “Camilla Rhodes” perform her audition, two suited men suddenly interrupt. While their identity remains ambiguous, their authority is unmistakable. The diegetic lip synching of the actress is diluted by a low, distorted hum, momentarily suspending the scene’s immersive continuity. Lynch constructs this encounter through extreme close-ups and shallow focus shots, dwarfing Adam against the men who loom above his chair. The sequence ends with Adam reluctantly saying, “This is the girl,” to affirm the actress’ role in the film, submitting to the authority of the two men. By weaving this foreboding sense of external control into the plot, Diane successfully displaces what Sinnerbrink describes as “her terrible guilt over the murder of the real Camilla Rhodes into a convoluted plot involving various malevolent and powerful figures.”[9] McGowan echoes this idea, stating that Diane’s fantasy is embedded in her guilt and suggesting that these characters are “fantasmatic distortions”[10] that allow her to reclaim her sense of power and cope with her conflicting emotions for Camilla. The conspiratorial scheme against Adam Kesher becomes even more absurd with the introduction of Mr. Roque, who is implied to be the arbitrator of this process. Unlike the previous two sequences, which convey a strong sense of spatial grounding despite their surreality, Mr. Roque’s domain is introduced without an establishing shot. He sits alone in the middle of a large, dimly lit room cloaked with curtains. Behind him, his henchman stands almost completely engulfed by shadows. The scene is framed solely through three static shots, each positioning him slightly off-center, emphasizing his tiny frame against a vast, liminal backdrop that lacks spatial anchoring. His speech is limited to monosyllabic questions, and his lack of movement suspends the scene in a space existing outside temporality. In Diane’s fantasy, conspiracy and sabotage are dictated by distant and intangible forces—and enforced by mysterious and veiled authorities. The externalization of control in Lynch’s fantasy framework is recurrent, particularly within this subplot. As McGowan argues:

This role of fantasy becomes apparent in the way that fragments of experience from the second part of Mulholland Drive are elaborated on in the first part. This process is crucial to the subject’s ability to make sense of a situation: we understand and discover meaning because fantasy provides the background for fragmentary experience.[11]

The conspiracy under Roque functions as a manufactured causality, allowing Diane to deflect the unbearable arbitrariness of her truth onto operators outside of herself. By placing control into the hands of powerful evildoers, the fantasy assigns Diane’s guilt to an elaborate conspiratorial scheme. At the same time, this chimerical reconstruction is far from intact, and fails to fully shield her from the truth. Unlike the second half of the film, where time and logical coherence completely disintegrate, Betty progresses through the fantasy realm while still experiencing temporality.[12] The conspiracy unfolds parallel to Betty’s personal storyline, and the two plots never seem to converge or intersect in a substantial way. Nevertheless, Diane’s trauma bleeds into the scaffolds of the fantasy sequence, even if Betty remains oblivious to its presence. This intrusion of repressed memory into fantasy is not incidental, according to McGowan. Instead, he uses this tension to highlight the greater horror that fantasy veils: the unending process of repetition.[13] Chronology and narrative, thus, do not merely function as constituents of illusion. Rather, it is through their subterfuge that Diane shrouds her repressed guilt, which would otherwise be immutable. By confining Betty to the illusion of temporality, Diane reconstructs time to escape the “horrors of repetition”[14] imposed by memory. This dialectical structure of fantasy becomes its very denial and signals a forewarning to the illusion’s eventual undoing.

While the first part of Mulholland Drive deliberately bungles its performance of objectivity, it still subscribes to the logical framework of illusion. The various side plots, while disjointed from causality, do not directly challenge the veracity of Diane’s dream architecture. However, when retroactively tracing moments from the first part after witnessing the second, the invisible thresholds marked throughout the dream sequence become visible. Louise Bonner’s jarring appearance is one such rupture. Veiled in black and framed in harsh lighting, she arrives uninvited to Betty and Rita’s Hollywood sanctuary with an urgency that never receives a narrative explanation. Louise’s cryptic warning—“Someone is in trouble”—and her refusal to acknowledge Betty’s name are an unnerving confrontation of Betty’s unquestioned fantasy. The scene’s mise-en-scène signals this dissonance by visually depicting reality intruding upon fantasy. Once again, Lynch employs formal techniques that disrupt the narrative coherence of the scene and instill it with disconcerting ambiguity. Darkened point-of-view shots of Louise approaching the door are cross-cut against Betty and Rita’s softly lit indoor space. As soon as Louise knocks, the ominous droning score intensifies, signaling an interference that surpasses narrative. Betty and Louise’s interaction is framed in a similarly unsettling style: extreme close-up shots, faces in shallow focus, and shadows that almost engulf Betty completely. The mesh screen between the two is inconspicuous, yet Louise’s hand clings to it throughout their conversation as she ominously voices the threat of danger. The hidden door becomes noticeable only when Coco opens it later in the scene, shattering the audience’s illusion of visual coherence. Lynch visually draws our attention to the once seamless border between fantasy and reality, now flickering into view. In the chronology of Diane’s fantasy, Louise’s presence may appear as abrupt and inexplicable. Yet her desperate confrontation with Betty rattles Diane’s illusion, foreshadowing its collapse later in the film. Betty and Rita’s discovery of the corpse marks the beginning of this collapse, bringing Diane to the site of trauma that the dream was constructed to repress. McGowan points out the paradoxical nature of this moment, suggesting that “the very narrative structure of the fantasy—its mystery story—leads Betty and Rita to the point of the origin of the fantasy, the traumatic point of nonsense that does not fit within the fantasy structure.”[15] Beyond narrative function, the corpse also becomes a literal embodiment of the threshold that unravels Diane’s fantasy, leading to its eventual dissolution. In crossing this threshold, the audience grapples not just with the collapse of meaning, but also with coherence. As the subjective and objective interweave to become inseparable, they engender a new layer of reflexivity for the film – a reflexivity that invites the audience into the film’s undoing.

No longer secured by the pretense of Hollywood convention, the film’s disintegration surpasses its diegesis. This effect extends not only to the interior architecture of Diane’s world, but also to the audience. In the events that follow the corpse’s revelation, the film’s formal choices begin to mirror the very texture of perceptual breakdown. Narrative subversion is, therefore, no longer the scope of Mulholland Drive’s exploration. By moving past fantasy, the film enters a realm of self-interrogation where it puts its own world into question. Film theorist Vivian Sobchack describes this reflexiveness as the “interoceptive image,”[16] asserting that filmic representation is not meant solely for visual consumption. Instead, it replicates the viewer’s internal world. In other words, the film’s ‘eyes’ become an extension of the spectator’s perspective, allowing each viewer to experience the cinematic body using their own intraspective subjectivity. Take the Club Silencio scene for instance, where affective impact is not reducible to plot; it is transcendentally felt. “No hay Banda,” the magician exclaims as Betty and Diane walk into the surreal underground theatre—“there is no band,” he reiterates. These words resound beyond the screen: not only are they a nod to Diane’s illusion, but also a moment of awakening for the audience entangled within the same deception. Yet, the magician’s insistence on fabrication is contradicted by the scene’s emotional weight. As Rebekah Del Rio’s haunting song echoes across the theatre, Betty and Rita burst into tears. In a film famous for its disorienting plot and somnambulant pacing, this moment employs striking lucidity: Rebekah’s voice cuts through the silence, and the camera lingers on the pair’s reactions, refusing to undermine the song’s emotional impact. The singer collapses on stage mid-song, but the soundtrack continues playing in the background as she is carried off the stage. Formally, the film insists on artificiality, yet the affective resonance of the Club Silencio scene is regarded by many, including Sinnerbrink, as its most memorable—“and yet we hear a band”, as the magician suggests.[17] It is in this formal uncoupling of image and sound, sensation and sense, that Lynch implicates the viewer’s perceptual relation to film. As Sobchack writes, “A film is an act of seeing which makes itself visible, an act of hearing which makes itself heard, an act of physical and reflective movement which makes itself felt and understood”[18] and Lynch uses this quality not just to show us illusion, but to situate us within it. The film’s meta-exposition of illusion also complicates our notions of the ‘real’ and ‘unreal’ as binary spaces, suggesting that they are inextricably linked.

Instead of resolving this dialectic between fantasy and reality, the film’s final act presents a fragmented, hallucinatory alternative to a clean ending. Sobriety never follows Diane into wakefulness, as fragments of her fantasy mutate into her ‘real’ world creating what can only be described as a frightening visual medley. The sequences are fabricated using jarring cuts, flashbacks, and “source material[s]”[19] for the dream sequence, with apparitions of the murdered Camilla Rhodes haunting Diane’s conscience. The phantasmagorical images adhere to no apparent logic, and subjectivity and objectivity present no apparent boundaries. As Diane’s hallucinations reach their crescendo, her fantasy saturates her reality, compelling her to end her own life. The image of her lifeless body evinces a striking palimpsest of her immaterial fantasy and repressed material reality. The closing montage unravels as a return of her fragmented dreamscapes: the blue lighting of Club Silencio, the entity behind Winkie’s diner, the angelic superimpositions of Betty and Rita all collapsing into the empty theatre and the final whisper, “Silencio.” With ‘reality’ completely overridden as a mediator of fantasy, the film assumes a subjectivity of its own, independent of cinematic convention. Sobchack writes that film “lives its own perceptive and intentional life for us and before us” and in doing so, “it inscribes its own embodied and contingent response to the world […] in the world we see.”[20] This idea is exemplified by Mulholland Drive, where the collapse of narrative coherence signals an intensification of the sensuous and affective experience. Therefore, the film’s philosophy is enlivened not through exposition or illustration, but through its own “visual body.”[21] This idea of formal embodiment implies that film ‘thinks’ in ways that are independent from the external creativity that brings it into existence. By drawing attention to film’s corporeal qualities, Sobchack’s ideas substantiate Sinnerbrink’s assertion that “film itself is a kind of philosophizing,”[22] highlighting the cinematic medium’s inherent potential for self-reflection.

In Mulholland Drive, fantasy is not an inverted, hyperbolized performance of reality, but nor does it exist outside of it. Instead of neatly pulling the curtains of dream to expose the frightful architecture of truth, the film refuses to adhere to the comfort of such binaries. In denying his audience coherence, Lynch reframes the concept of cinematic engagement from passive consumption to a sensory experience that transcends its medium. Diane’s fantasy is neither a moral allegory nor a psychological case study. It is also not a visual illustration, one that purposely enacts a complex philosophical hypothesis in motion. In closely tracing its structure, we discover that its undoing silently regulated its eventual destruction from the very outset. The boundaries that mediated fantasy and its hallucinatory afterworld were thus never transgressed; they dissolved into each other. This dissolution of barriers goes beyond the film’s diegesis, weakening the very threshold that separates the spectator from the screen. In this symbiotic descent, the body—both the viewer’s and Diane’s—is implicated. And yet, this cinematic reflexivity transforms the visceral undoing of the film into something generative. If Mulholland Drive fails in upholding fantasy, it does so by pushing itself to a point where artifice becomes transparent, and form begins to think. In the end, the film refuses to illuminate us with answers. But it is precisely this ambiguity that haunts Mulholland Drive’s viewers long after the final scene, leaving them not in darkness, but in the spectral light of thought.

 

Endnotes

[1] Robert Sinnerbrink, “Cinematic Ideas, on David Lynch’s Mulholland Drive,” Film-Philosophy 9, no. 4 (2018): NP.

[2] Sinnerbrink, “Mulholland Drive.”

[3] Sinnerbrink, “Mulholland Drive.”

[4] Sinnerbrink, “Mulholland Drive.”

[5] Sinnerbrink, “Mulholland Drive.”

[6] Todd McGowan, “Lost on Mulholland Drive: Navigating David Lynch’s Panegyric to Hollywood,” Cinema Journal 43, no. 2 (2004): 68.

[7] McGowan, “Lost on Mulholland Drive,” 69.

[8] McGowan, “Lost on Mulholland Drive,” 77.

[9] Sinnerbrink, “Mulholland Drive.”

[10] McGowan, “Lost on Mulholland Drive,” 78.

[11] McGowan, “Lost on Mulholland Drive,” 73–74.

[12] McGowan, “Lost on Mulholland Drive,” 73.

[13] McGowan, “Lost on Mulholland Drive,” 73.

[14] McGowan, “Lost on Mulholland Drive,” 73.

[15] McGowan, “Lost on Mulholland Drive,” 74.

[16] Vivian Sobchack, “The Address of the Eye: A Semiotic Phenomenology of Cinematic Embodiment” (Doctoral Dissertation, Carbondale, Southern Illinois University at Carbondale, 1984), 227–28, https://www.proquest.com/dissertations-theses/address-eye-semiotic-phenomenology-cinem atic/docview/303327545/se-2?accountid=14656.

[17] Sinnerbrink, “Mulholland Drive.”

[18] Sobchack, “Address of the Eye,” 10.

[19] Sinnerbrink, “Mulholland Drive.”

[20] Sobchack, “Address of the Eye,” 313.

[21] Sobchack, “Address of the Eye,” 227.

[22] Sinnerbrink, “Mulholland Drive.”

 

Works Cited

McGowan, Todd. “Lost on Mulholland Drive: Navigating David Lynch’s Panegyric to Hollywood.” Cinema Journal 43, no. 2 (2004): 67–89.

Sinnerbrink, Robert. “Cinematic Ideas, on David Lynch’s Mulholland Drive.” Film-Philosophy 9, no. 4 (2018): NP.

Sobchack, Vivian. “The Address of the Eye: A Semiotic Phenomenology of Cinematic Embodiment.” Doctoral Dissertation, Southern Illinois University at Carbondale, 1984. https://www.proquest.com/dissertations-theses/address-eye-semiotic-phenomenology-cinem atic/docview/303327545/se-2?accountid=14656.

Algorithms and Taste: Revisiting Baudelaire in the Age of Streaming

Photographer unknown, image from Pixabay.

by Angelia Thomson

A question that has been debated for centuries is what defines good art. This question leads us to probe deeper and ask who has the credentials to determine the value of art and how the general public’s aesthetic taste is formed. Although participating in discussions about art was once limited to an elite group of artists, their aristocratic patrons, and associated intellectuals, salons of 18th–19th century France that were devoted to the exhibition of newly created paintings, sculpture, and engraving, opened up a door for the general public to participate in intellectual exchanges about art. Charles Baudelaire’s text, The Salon of 1859, provides his takeaways from a particularly famous Salon of the Académie des Beaux-Arts, where he critiques the emergence of photography and, as a matter of particular interest for this discussion, expresses his concerns about the future of art as the public becomes increasingly involved in the artistic process, influencing the artist to be “more inclined to paint not what he dreams, but what he sees.”[1] For Baudelaire, it is essential to consider how people form their opinions on art. When evaluating French art-salon culture, it becomes clear that social solidarity plays a role in shaping one’s aesthetic taste: in a room full of people with ideas and opinions, one “will inevitably be guided by a sense of what passes for the best view in the eyes of the majority.”[2] Baudelaire’s concerns regarding the public’s influence on the artist and art as a whole were valid.

Beginning with the exhibits of the French Royal Academy early in the 18th century, salons were one of the primary ways the public could contribute to discourse surrounding art, therefore holding a certain level of power over the artists who tried to fulfill their demands, and to the eventual commercialization of art as part of a growing public art market. If there were concerns in Baudelaire’s time about the public’s taste impacting art, then, when observing today’s day and age, these concerns are only amplified with social media and algorithms holding power over how people engage with many different art forms. This discussion will demonstrate how social media acts as the modern-day French salon and the impact algorithms have had on shaping public opinion, specifically analyzing how these social spaces and technological advancements have impacted the modern-day music industry, noting how the line between audience and artist has at times become almost non-existent, and how artists no longer have to cater to the preferences of the audience, but more importantly, to the algorithm that shapes those preferences.

Before the introduction of French art salons in the early 18th century, discussions about art were restricted to intellectuals who had dedicated many years of their lives to studying art. As salons emerged, people from all walks of life were allowed and even encouraged to participate in aesthetic discourse. It was evident from the eager interest the public displayed in these discussions that they had wanted to engage in this kind of activity but had never been given the chance. Opening up these discussions raised concerns about how the public’s ‘uneducated’ opinion could create a permanent disruption to how art was viewed and created. As Baudelaire makes clear, “obedient artists bow to the public’s taste,”[3] and if the opinions that were valued were expanded beyond people who had a wealth of experience in studying art, the demands of the public could become unimaginative, therefore leading to a decline in artistic value, and the progression of art would not only be stalled but could enter into a sharp decline for the worse. The French Royal Academy, who hosted the early salons, did not think that getting consensus from the public would harm the artist but instead carried the objective to “renew the ancient custom of exposing their works to the public in order to secure its judgment and maintain among themselves that praiseworthy emulation so necessary to the advancement of the fine arts.”[4] It was the belief of the Royal Academy that because the public was a “dynamic, anonymous, consensual voice, the public [had] no personal stake in its judgements and [was] hence quite literally impartial.”[5] What they failed to take into account is how the public’s taste would be formed and influenced by peers, and intellects; that the voice of the critics—going from being restricted to those who had acquired and maintained a certain level of credentials, and then shifting to a consensus of the public—would have consequential impacts on the type of art that would be produced in the proceeding years.

Salons provided a space for people to interpret art, make judgments, and share their thoughts about different works with peers, gaining insight from one another and furthering not only their own exploration but also that of society as a whole. Although salons intended to further artistic endeavour, and “encourage people to express themselves in public who otherwise might not have,”[6] another result appeared, which was “the social capital one could acquire by expressing one’s taste.”[7] The notion put forth by the Royal Academy that including the public in the discourse about art would provide an unbiased view begins to fade as the influence of how peers and intellectuals perceive them sways how they form and present their ideas. As we consider how taste is developed, it becomes apparent that it is not a “spontaneous expression of one’s particular character, but rather a reflex of social solidarity.”[8] This phenomenon is made clear on the account of Abbé Le Blanc, who describes a situation where one “hears something praised which he considered indifferent…looks carefully at the object, examines it, has feelings, and revises his judgement.”[9] Salons provided a space where these types of interactions ran rampant, often influenced most significantly by those who had clear, confident takes. Even though the public was technically developing their own ideas about art, “[t]he ‘natural’ to which individual taste aspires is defined by consensus values, as articulated by the most coherent voices.”[10] This relationship shows that even though the gates into the art world had been opened to the public, their opinion only amplified the voices of those who had always provided commentary. The taste conformity that seems to be innate to audiences further demonstrates that authentically individual taste was rarely practiced in the era of salons, and in modern times, it is essentially non-existent due to the introduction of social media and algorithms.

The phenomenon observed in salons, where the public’s aesthetic taste was predominantly determined by those who had a high level of expertise in art, is reflected at an even greater level when one evaluates how people’s taste is developed in the age of social media—more specifically, through the carefully tailored algorithms that keep users engaged. A near-subconscious process occurs in which we now carry around an “external mind”[11] in our pockets, where not only the “search and storage of information is handed over to, […] but we could also hypothesize that taste formation and creative inspiration, as well, happen more and more ‘out there’.”[12] The way we currently interact with music provides a strong example of how the algorithms of certain streaming platforms, along with social media, can influence our music taste. Spotify, one of the most widely used streaming services, holds considerable influence over the music preferences of today’s society through its algorithm, which suggests music for users to consume, particularly through its carefully curated Discover Weekly playlists. These playlists suggest music to listeners that Spotify thinks they will like, following a complex three-step process. First, there is “collaborative filtering, which analyzes both the user’s behaviour and the behaviours of other people”[13]; this tracks the number of ‘listens’ on a track, and actions users take while listening, such as saving the track to a playlist or visiting the artists’ profile. Next, there are Natural Language Processing (NLP) models, which analyze the “web constantly looking for written text about musical topics and identifying the ‘cultural vectors’ associated with specific artists and songs.”[14] Finally, there are the “audio models, which analyze the raw audio tracks themselves. […] Those models automatically rate the features of a song […] for instance, its ‘valence’, that is the emotional positivity or sadness conveyed by a track,”[15] and then add the assessed features to the user’s taste profiles. Discover Weekly playlists are just an example of how streaming services can manipulate the taste of users, but the algorithm’s influence over listeners’ taste is implemented in just about every action taken while using the app, from what music recommendations it makes when one first opens the app, to what is added to the queue to be played after their current song finishes. This relationship between the algorithm and listener is comparable across most streaming platforms and is not limited to Spotify. The idea that the general public conforms to whatever “those with some education”[16] preach rings truer today than ever, except for the fact that the voice of the intellectuals has been replaced with a quieter, more pervasive power—the voice of the algorithm.

The algorithm’s control over music listeners is arguably much more powerful, and it only brings society closer to Baudelaire’s concerns that the public’s taste can negatively impact artists’ creativity and imagination. The evolution of the algorithm wasn’t a two-step process from the traditions established in the 18th century by the Académie Royale—where intellectual taste makers determined the taste of the general public—to complex algorithms such as Spotify’s—manipulating what music is well received by listeners—but includes many intermediary steps, a notable one occurring during Baudelaire’s era. Baudelaire’s time marked a significant shift in how the public’s taste was formed, yet also served as a notable continuity in French cultural life between the Ancien Régime and post-Revolution France. By the time of Salon 1859, there were fewer concerns over an elite shaping the artistic opinions of the public, but rather a dilution of the aesthetic sensibility of those who had inadequate knowledge of art, and forming their own taste. During Baudelaire’s prime, one of his main contentions with discourse surrounding art was not so much that the public was perceiving art through the opinions of elites, but rather that the people contributing to discussion surrounding art lacked foundational knowledge of artistic traditions and therefore led to taste patterns that didn’t appreciate unique creative identities and imagination. It can be inferred that this deterioration of aesthetic sensibility that Baudelaire claimed to be occurring was a natural evolution from the dynamics of the early art salons of the 18th century: the confidence in how some people shaped their judgments, despite lacking indispensable knowledge of artistic traditions, allowed them to be easily swayed by social solidarity. This practice became so normalized that it was rarely questioned by the time of Baudelaire, allowing much artistic conversation to remain at a superficial level while promoting a progression in art that favoured replication and efficiency, which Baudelaire feared would only worsen.

Furthermore, Baudelaire raised concerns over the significant influence on art that the curators of the salons had by determining what art was even worth the public’s attention. It was the curators in 1859 who permitted the inclusion of photography, which was one of the primary catalysts that triggered Baudelaire’s reaction in his discussion of modern public and photography. The combination of the public being echo chambers of the elite in the 18th century, the dilution of aesthetic sensibility, and the power the salon curators held during these times has now been replaced by algorithms and social media. The looming influence of the algorithm has ulterior motives that are not just to “simply mirror our actual preferences” but, similarly to salon curators, to understand that “individual taste needs to be cultivated, curated, and expanded to maximize our engagement.”[17] However, the algorithm, unlike the intellectuals who carried influence in the discourse of salons, was created not only to have a more subconscious impact, but its predominant motives are in favour of increasing our engagement with an app, and competing with the limited attention economy that exists today, rather than the advancement of the arts.

A difference that can be observed between the effect of algorithms and other people’s opinions on shifting public taste is that algorithms and social media do not provide any escape from their influence, especially in the case of music. Currently, if a person wants to experience music, they will often listen to it through a streaming platform that, as we have seen, provides constant control over what music we like, even if we don’t acknowledge it. Although there are ways to listen to music in a more secluded manner, such as purchasing physical copies or attending a live show, it is still challenging to listen to music purely on one’s own. Even if one goes to a store to purchase a record or a CD, their decision to buy a physical copy of music is likely influenced because they already like listening to the music on a streaming platform or have seen advertisements and online discussions about it. In the era of salons, there were people, like Marc-Antoine Laugier, who believed they were resilient to the effect of others opinion stating, “[w]hen it comes to paintings, I do not let myself get captivated by the authority of others’ opinions; I interrogate my soul: its movements are the only experts that make-up my mind,”[18] while others “felt this pressure of the collective voice as a menace and attempted to distance themselves from the crowd,”[19] by literally avoiding “those turbulent quarter hours where one cannot view at one’s ease, and where the mind [is] distracted by the maelstrom of spectators.”[20] In terms of Baudelaire, one could perceive The Salon of 1859 as an attempt to distance himself from the coercive elements of the salon experience. Although it could be debated whether Laugier was truly autonomous in his interpretation of art, or if Baudelaire was successful in separating himself enough from the overbearing public opinion through his writing, avoiding “those turbulent quarter hours”[21] becomes nearly impossible in the era of 24-hour social media saturation.

In terms of Laugier’s claim that he would only listen to what his soul was speaking to him about art, in the modern day, even if one thinks they have naturally come across a song that speaks to them, it has likely been invisibly manipulated through algorithms to give them a song that they will statistically enjoy. Much algorithmic targeting and profiling has led to what is known as ‘corrupt personalization,’ “the process by which your attention is drawn to interests that are not your own.”[22] One could argue that the algorithm knows us better than we know ourselves, or more specifically, that our relationship with the algorithm determines what we even consider ourselves to be. On the other hand, the people who did acknowledge the hold that others’ opinions could have on them, and therefore developed strategies to avoid interaction with these influential beliefs, can be respected for these attempts; but in the present day, avoiding the effects of voices on social media and the ever-looming algorithm is near impossible. Even if one successfully removes comments and likes from their life, if they are still consuming music from a streaming platform, all of their music listening is, at least partially, determined by the algorithm. Due to the inescapable nature of algorithms today, autonomous taste formation is inconceivable, highlighting the downhill turn Baudelaire feared society could take in taste formation and art critique.

As Baudelaire suggests, the relationship between the audience and the artist must be treated with care. There is a reciprocal cycle in the sense that an artist provides work that the audience is satisfied with, and then the artist must continue to respond to these demands if they want to be ‘successful.’ In Baudelaire’s time, artists only had to worry that their work would appease the public; in current times, however, more importantly than impressing the public, artists must tailor their work to satisfy the algorithm. Ultimately, the algorithm determines what the public wants. Similar to how artists in Baudelaire’s era would attach “ridiculous titles”[23] to attract the eye, we can see modern-day artists manipulating their work to meet the demands of today’s music industry algorithms. Returning to Spotify’s algorithm as an example, “one listen is counted when 30 seconds of a song is played. This makes creating an incentive for an audience to repeatedly play the same piece of music much more of a priority.”[24] Statistics from the Billboard Top 100 between 2013 and 2018 show an increasing trend of songs starting with a chorus to grab the audience’s attention, and a decrease in the average song length of 20 seconds.[25] It is evident that musicians are manipulating their work to find an audience, and that what they are doing is working if their definition of success is based on the metrics of having as many streams as possible, rather than crafting unique aesthetics.

One reason music producers can be so successful in increasing their streams by trying to appease the algorithm is that there is no guessing game regarding what will work. Reflecting on times before the introduction of algorithms, although artists could adjust their work to do what they thought would perform best in the public eye, there were no statistics outlining exactly what would be well-received. Today, music producers “have access to an immense amount of data: they can know which songs are skipped after a few seconds, which are most listened to in a playlist, and which musical styles or rhythms are able to attract more attention.”[26] The detailed feedback artists receive on their work can help them further their careers, but it can also create a significant level of pressure to increase their streams and disregard their creative intuition. Catering your work to a series of calculations and statistics is exactly what Baudelaire feared: artists become machines in pursuit of perfection for consumer appeal, and, in doing so, lose all sense of creativity and imagination. The deluge of statistics and calculations that has poured the current foundation for music production is a prime example of artists no longer being allowed to create what they imagine, if they want their work to be appreciated by the general public.

Although the algorithm has the most power in determining what music will be successful in the public eye, the public has a new form of interaction with art, and that is, with the introduction of social media, not only can they provide feedback on music through likes, comments and shares, but they can actually have a direct creative voice in the production process. The concern that the salons provided a frightening opportunity for their attendees to feel that they had “the right to teach and guide artists, without having to go to the trouble of mastering arts,”[27] has been amplified tenfold when looking at the level of involvement music listeners can have in the creative process, and the current state of the music industry. An extreme example of the audience being involved in every step of the creative process is Charli XCX’s 2020 album how i’m feeling now, where she consulted her listeners, or in this case, her collaborators, on nearly every creative decision. The audience could send Charli beats, album artwork, music video concepts, lyrics, or any other element that goes into an album rollout, and she would then incorporate these ideas into her project. This unique, experimental way of creating an album entirely through connection with listeners through the internet “relies on making the material available before release and the creative process a public spectacle, from uploading pictures of lyric sheets to the final recorded product.”[28] It eliminates the idea of having to present a perfectly polished piece of work, and reshapes “the traditional creative process [which] was characterized by a phase of isolation and seclusion.”[29] Even though there have been concerns expressed since the early days of letting the general public contribute to discussion about art, and even more so today with the public’s taste being so intrinsically related to the algorithm, there can also be examples like how i’m feeling now that utilize these changes in a new, and creative way—advancing music to new heights.

Baudelaire’s anxieties, which emerged as the sphere of public influence on art grew during the salon era, would be at an all-time high if he could witness the extent of public involvement in art and the influence algorithms hold over artists’ creative exploration in the present day. With the public being able to contribute their opinions on art—and, in the case of this discussion, music—it has reached a concerning level of audience involvement, given how that involvement is currently being manipulated, at a depth far beyond what the curators of the salon of 1859 could hope to have achieved with their introduction of photography to art exhibition. With artists’ taste heavily influenced by an uncontrollable algorithm, tremendous pressure is being placed upon artists to produce mechanically, trying to achieve the correct design of a song to reach virality, rather than creating art as an expression of their dreams and imagination. There are many parallels between debates about letting the public into artistic discussions through salons and the level of audience involvement in current times. Outside of how the public can influence the artist, many argue that without a level of education in art, one can’t form valid judgments. In the salon era, it was common for most people to find social solidarity through taste and follow the lead of the ‘educated’ voices. Correspondingly, the modern-day general public is heavily influenced by what the algorithm subtly tells them is good music: it has created a vicious cycle of demand, where artists feed into the algorithm, the algorithm determines how ‘good’ the work is, and delivers it to those it thinks will appreciate it. Though there are elements of technological evolution that have allowed artists like Charli XCX to innovate new ways to create music—using it as a tool to advance the art form rather than to feed into a calculated algorithm—the shortening of song lengths, and the changes in melodic structure to gain listenership, should be a reminder to stay aware that how we interact with art can alter what is produced without us even realizing. To mitigate the negative impacts while maximizing the positives from modern-day technological advancements, it is essential to continue reflecting not only on the motives of the companies behind the algorithms, but also on the power they have over our music taste and the art that is and will be created.

 

Endnotes

[1] Baudelaire, “The Salon of 1859,” 297.

[2] Ray, “Talking About Art: the French Royal Academy Salons and the Formation of the Discursive Citizen,” 539.

[3] Baudelaire, “The Salon of 1859,” 297.

[4] Ray, “Talking About Art,” 532.

[5] Ray, “Talking About Art,” 532.

[6] Ray, “Talking About Art,” 537.

[7] Ray, “Talking About Art,” 537.

[8] Ray, “Talking About Art,” 539.

[9] Ray, “Talking About Art,” 539.

[10] Ray, “Talking About Art,” 539.

[11] Arielli, “Taste and the algorithm,” 78.

[12] Arielli, “Taste and the algorithm,” 78.

[13] Arielli, “Taste and the algorithm,” 84.

[14] Arielli, “Taste and the algorithm,” 84.

[15] Arielli, “Taste and the algorithm,” 84.

[16] Ray, “Talking About Art,” 539.

[17] Arielli, “Taste and the algorithm,” 87.

[18] Ray, “Talking About Art,” 536.

[19] Ray, “Talking About Art,” 540.

[20] Ray, “Talking About Art,” 540.

[21] Ray, “Talking About Art,” 540.

[22] Arielli, “Taste and the algorithm,” 89.

[23] Baudelaire, “The Salon of 1859,” 291.

[24] McConville, “The Artists as a Subscription: Patching music as an artistic device,” 355.

[25] McConville, “The Artists as a Subscription,” 355.

[26] Arielli, “Taste and the algorithm,” 90.

[27] Ray, “Talking About Art,” 532.

[28] McConville, “The Artists as a Subscription: Patching music as an artistic device,” 359.

[29] Arielli, “Taste and the algorithm,” 91.

 

Bibliography

Arielli, Emanuele. “Taste and the Algorithm.” Studi di estetica, no. 12 (2018). https://doi.org/10.7413/18258646062.

Baudelaire, Charles. “The Salon of 1859.” In Baudelaire: Selecting Writings on Art and Artists. Cambridge University Press, 1972.

McConville, Thomas. “The Artist as a Subscription: Patching Music as an Artistic Device.” Organised Sound 28, no. 3 (2023): 352–61. https://doi.org/10.1017/S1355771823000626.

Ray, William. “Talking About Art: the French Royal Academy Salons and the Formation of the Discursive Citizen.” Eighteenth-Century Studies 37, no. 4 (2004): 527-552. https://dx.doi.org/10.1353/ecs.2004.0047.

Imagination in the Mechanical Age

Image by Francis van Helmont.

by Sophia Blaeser

Charles Baudelaire’s The Modern Public and Photography is an insightful essay that critiques the role of photography in shaping culture and explores the nuanced relationship shared by audience and artist. Although Baudelaire’s concern for the preservation of imagination in art is respectable, his romanticized vision of the merit of pre-industrial painting is overly simplistic, and his concerns about photography’s impact on creative expression are unjustified. While many of Baudelaire’s ideas are anachronistic and perhaps easily disputed in our context, what remains of what he has to say about the role of the artist is still remarkably relevant today, even in such a different market than the one he was familiar with in 1850s France.

Baudelaire is afraid of the impacts of photography in the modern art world, believing that a taste for the imaginary will vanish, and art will only be valued for its “exact reproduction of nature” (295). He, in part, criticizes industrialization for this effect, supposing that in a time when efficiency and mechanical reproduction are appraised above all, only replicas of reality will be admired. Indeed, Baudelaire “[is] convinced that the badly applied advances of photography, like all purely material progress for that matter, have greatly contributed to the impoverishment of French artistic genius” (Baudelaire 296). Considering how Baudelaire values creative, imaginative art, his grievance with the decline of the ‘French artistic genius’ suggests that he trusts that in the era that preceded photography, France was a country that promoted a wide array of creative expression, which only began to diminish in the wake of industrialization. Yet Baudelaire could not be more wrong about this, because at the time of his writing, and the two hundred years before, exceptionally conservative standards modelled by the Salon de Paris dominated the French art world.

Established in 1667, the Salon began as an exhibition sponsored by Louis XIV to showcase the works of members of the Académie Royale de Peinture et de Sculpture. The
Académie itself was a sort of government agency paid for by the king, and because of this, the Salon “was a direct expression of the monarchy” that upheld aristocratic taste and, in its massive influence, “assigned an effective monopoly to the academicians on the primary market for major commissions” (Etro, Federico et al. 6). The Salon had a hierarchy for subject matter where:

The best and most important works were history paintings—large-format works primarily showing episodes from ancient history or the Bible. Portraiture was considered the second most accomplished form of painting, followed by genre paintings depicting everyday life, and landscape painting. Still life occupied the lowest rung. This hierarchy of genres was reinforced by the École des beaux-arts, the state-sponsored school of fine arts primarily responsible for educating aspiring artists in France. (Greenwald 56)

This hierarchy reveals how art was ranked based on strict conventions, where technique was touted as more important than originality or any kind of dialogue with the viewer, and paintings were restricted to depicting literal scenes rather than conveying feeling or emotional experience. Additionally, “while other genres and styles could be traded in the art market, demand was virtually confined to the painters who were accepted at the Salon, and the willingness to pay for the artists who were not exhibited there was much lower” (Etro, Federico et al. 2). Even after the revolution, this tradition continued, and “bias in favor of a closed and exclusive ‘aristocracy of art’ and against a more commercial and inclusive role of the Salon as an open marketplace […] was never overturned until the final collapse of the Salon in the 1880s” (Etro, Federico et al. 57). So, while it makes sense that Baudelaire may have romanticized art of the past as more imaginative (as the Salon prioritized reproductions of biblical and mythological scenes instead of representational art), it did not furnish any diversity beyond the taste of the nobility, and it certainly did not allow “the artist [to] paint only in accordance with what he sees and feels [and be] faithful to his own nature” (Baudelaire 298).

Nevertheless, Baudelaire was right in his observation of the rising popularity of representational art, though his fear that it will completely dominate the imaginary and “the painter [will become] more and more inclined to paint, not what he dreams, but what he sees” (Baudelaire 297) is unfounded. While representational art did become more mainstream as a symptom of industrialization, this was not due solely to the advent of photography but rather a combination of factors. More importantly, an increase in representational art was not the crushing blow to creativity that Baudelaire thought it was, but instead its prerequisite. In Painting by Numbers: Data-Driven Histories of Nineteenth-Century Art, Greenwald observes a rise in representational imagery of peasants starting in the 1830s, in part because of the new freedom of movement allowed by railway between country and city, but also because

As the city grew ever larger, as its slums, its spectacular building campaigns, and its social upheaval became more prominent in France of the Second Empire, there was quite literally a need to bring landscape into the city. It entered quite directly in the growing number of landscapes, animal pictures and paintings of rural genre. These forms of painting constitute an urban phenomenon . . . Millet himself certainly found a measure of tranquility in the country around Barbizon, and he shared nostalgia for an untrammeled past. (54)

In a rapidly changing world, a longing for familiar or ideal images of the past emerged; a new craving for this kind of representational art arose. Indeed, “Under the July Monarchy, liberalizing changes were made to the makeup of the Salon jury, [whose] changes favored landscape and genre painters” (Greenwald 57), and many artists awarded with prizes from the salon around that time were neither educated at nor members of the École des beaux-arts (the principal Académie that featured in the exhibition). These conditions signal a democratization of art symptomatic of the newly emerging middle class.

With the rush of a booming capitalist economy, industry expanded, and a fresh market of buyers had disposable incomes to spend. The diversity of this clientele led to a demand for a range of subject matter from the traditional to the radical. While before, the artist had to consider the gentile customer, now he had the freedom to portray subjects that, formerly, were foreign and thus unappreciated by his commissioner. As evidenced by the rising popularity of realism, regular people had little interest in archaic portrayals of gods, heroes, and history. Instead, they desired art that reflected modern tendencies and values distinct from the world of aristocracy that they did not relate to. Therefore, it wasn’t the invention of photography, as Baudelaire puts it, that led to “society [rushing], like Narcissus, to contemplate its trivial image” (Baudelaire 295), but industrialization as a whole. Moreover, contrary to Baudelaire’s belief, this desire to see oneself reflected in art was nothing new. Art captures the essence of a community’s beliefs, traditions, and experiences and often establishes ideals modelled by the dominant class (for example, Greek art and literature celebrated social norms and expectations around honour, bravery, and loyalty exemplified by its warriors and rulers). The Rococo period that lasted from roughly the 1700s to the mid-1780s in France reflected the luxurious lifestyles of the aristocracy, producing works that emphasized themes of leisure, love, and nature, catering to tastes of opulence and wealth. Really, it is only that standards of art shifted as values and the demographic of buyers did. Thus, photography’s ability to encourage society’s “glorious opportunity for its own satisfaction” (Baudelaire 296) is not a consequence of modernity but a permanent feature of humanity that both nobility and the middle-class alike share.

Realism and photography, with their honest depictions of reality, did not eradicate a taste for the imaginary, as Baudelaire thought they would, but instead (ironically) championed the same values that made its role in art so popular in the latter half of the 19th century and onwards. Realism was the first art movement to go against Academic norms, although in a subtle way, because of its portrayal of everyday subjects and experience. The Impressionist period, which is estimated to have begun in France in 1860, only a year after the publication of Baudelaire’s essay, was equally a countermovement dedicated to representing the human experience. This radical style, like realism, illustrated relatable scenes whose beauty and familiarity were attractive to bourgeois customers. Where impressionism diverges from realism, however, is in style. Impressionism was one of the earliest movements to shift toward a more creative and less literal representation of reality, with a focus on depicting the sensation of a moment or place rather than what was objectively true. These paintings reflected the artist’s subjective view of a scene, which Baudelaire would have endorsed, seeing as he believes that the true artist should use his imagination to “[decompose] all creation, and, with the […] rules whose origins can be found only in the deepest recesses of the soul, [create] a new world” (Baudelaire 299). Because of their distinct style, Impressionist paintings were considered poorly painted, and conservative critics rejected their admission to the Salon exhibits. Nonetheless, these paintings were often still adored by the public because clients could easily identify with them.

Photography may have also contributed to the popularization of the Impressionist movement, which Baudelaire would not have predicted, seeing as he thought that “it is simple common-sense that, when industry erupts into the sphere of art, it becomes the latter’s mortal enemy” (Baudelaire 296). Instead of convincing the public that “art is, and can only be, [an] exact reproduction of nature” (295), photography revolutionized the role of art. Now, instead of being a medium used to record history, (a job that was supplanted by the camera), art transformed into a mode of expression and a translator of imagination. This trend would only become more evident in the 20th century, as more abstract art movements emerged.

The 1900s brought about an era of revolution in Western understanding, with events such as the First World War destabilizing previously unquestioned values, which radically changed modern life and attitudes. Notions previously thought of as objective, like religion, crumbled, and overall judgments of ‘truth’ were brought into question. Abstract movements like Dadaism reflected this by rejecting traditional artistic values and turning away from logic and empiricism—which, in art, meant any sort of comprehensible representation of reality. Now, instead of being a radical take, it is common opinion that art is subjective. Certainly, this acceptance is a good thing because it invites freedom and diversity, leading to more imaginative works, which embrace empathy. As John Berger says in his essay “Ways of Seeing”, “The more imaginative the work, the more profoundly it allows us to share the artist’s experience of the visible” (9). While many of Baudelaire’s criticisms pertaining to the 19th and 20th century may have been misguided, as outlined in the paragraphs above, some of his arguments are more relevant than ever when it comes to the modern art world of today.

Baudelaire scorns the artist’s habit of “creating an impact of surprise” (Baudelaire 293) by means of ridiculous titles or attention-grabbing subjects that “attempt to provoke astonishment by means that are foreign to the art” (Baudelaire 292). He declares that this phenomenon occurs because:

The French public, which, in the manner of mean little souls, is singularly incapable of feeling the joy of dreaming or of admiration, wants to have the thrill of surprise by means that are alien to art, and its obedient artists bow to the public’s taste; they aim to draw its attention, its surprise, stupefy it, by unworthy stratagems, because they know the public is incapable of deriving ecstasy from the natural means of true art. (Baudelaire 294)

In this passage, Baudelaire is criticizing the general public’s disinclination for meditation on a subject. They want art to reflect nature so that it may be easy to understand, yet simultaneously they crave excitement, which is an incompatible combination. In the current art market grounded in subjectivity, Baudelaire’s scrutiny of sensationalism feels undeniably pertinent. Again, while capitalism has allowed for more freedom of diversity in art (an arguably good thing), it is hard for artists to survive on their craft alone since, instead of being able to rely on and appeal to a hegemonic taste, they must simply hope that what they create somehow speaks to enough people. Thus, to make money, many artists must turn to methods of capturing the public’s attention by “means that are alien to art” (Baudelaire 294). Modern art is often ridiculed as meaningless, stupid, and downright bad, but controversial works such as Comedian by Maurizio Cattelan, better known as ‘the banana that was taped to a wall and sold for six million dollars,’ and Take the Money and Run by Jens Haaning do their job. They draw people in. In a time when short-form content on social media platforms has made attention more and more scarce, and synopsis is valued over long-form dialogue, it is expected that people have less of a desire to meditate on art. This unfortunately diminishes one of the chief powers of art, which, as mentioned in the conclusion of the previous paragraph, is to incite empathy. A lack of attention leads to a lack of commitment to art, since commitment entails study and time. Study leads to knowledge, knowledge to understanding, and understanding to empathy. While art did become more and more imaginative, like Baudelaire wanted, our desire to authentically connect with it has not, and it may be debated that that legacy of gimmicky, gaudy titles has only just evolved to live on in the form of shocking images and controversial statements.

Still, attempting to reintroduce some kind of aristocratic concept of objective taste is not a solution. Not only is it unrealistic, but it is wrong, because it undermines individuality and promotes the notion that one class of values is superior to others. Equally, it is not the intention of this essay to blame the audience or abstract art for this problem; actually, that cannot be further from the truth. Artists are manipulated by the market to create something that sells. Instead, it is important to explore what Baudelaire meant when discussing the helpful anecdote “Nature is but a dictionary” (Baudelaire 303). He explains that, like the words that compose a language, nature provides us with necessary tools, like forms and sensation, that we use as reference, but nature itself doesn’t create poetry or a painting. He says, “Painters who obey imagination consult their dictionaries in search of elements that fit in with their conceptions; and even then, in arranging them with artistry, they give them a wholly new appearance” (Baudelaire 304). Artists must utilize reality (that is, culture and the current moment) as context in order to effectively communicate with their audience so that the function of what they are trying to express is congruent within the logic of its own world and can be decoded by the viewer. As a juvenile example, a drawing done in the style of a child would be out of place in a painting purely about, say, economics, but it would be faithful in a depiction of nostalgia. As Baudelaire expresses, “All the figures, their grouping in relation to each other, the landscape or interior that provides their background or horizon, their clothes, everything, in short, must serve to shed light on the generating idea, and wear its original colour – its livery, so to speak” (Baudelaire 304). In turn, the viewer must equally take the time to dissect, analyze, and admire “so that the language of dreams may be very clearly translated” (Baudelaire 304).

John Singer Sargent was considered one of the greatest portrait painters of the 19th century due to his soulful, empathetic representation of his subjects. He would vigorously study his sitter for months before beginning a draft. His philosophy was that an artist must “cultivate an ever-continuous power of observation. Wherever you are, be always ready to make slight notes of postures, groups and incidents. Store up in the mind… a continuous stream of observations from which to make selections later. Above all things get abroad, see the sunlight and everything that is to be seen” (“Writings). The thoughtful way Sargent painted the unique posture of a man’s back, the shine in a woman’s eye, and the glow of someone’s skin conveys the essence of a person and embodies his distinct way of seeing. To him, art is born of communication and formulated through empathy. It is a sophisticated language, and it requires intention. When artists try and capture an audience solely through theatrics without substance, they are neglecting the beauty of dialogue, of communication, and of abstract articulation in favour of being different and individual.

Art is not entirely about individuality in the sense that it is meant to just be an expression of the self. Art is symbiotic; it is connection. “[Artist and audience] form two co-relative terms, which act upon one another with equal force” (Baudelaire 294). It is about saying things that cannot be expressed in words and reflecting on and forming culture. Even in today’s art world, where attention is fragmented and sensationalism can often overshadow substance, Baudelaire’s call for thoughtful engagement with art still resonates. Art is a language, and you need to make the sentences you say make sense within the context of what you are expressing. Whether that is portrayed in the abstract meaning of the work or through the stroke of a brush on canvas depends on what you are trying to say and how you say it.

 

Works Cited

Baudelaire, Charles. “The Salon of 1859.” Selecting Writings on Art and Artists, Cambridge University Press, 1972, pp. 291–307.

Berger, John. Ways of Seeing, Based on the BBC Television Series with John Berger. British Broadcasting Corporation: Penguin Books, 2008.

Etro, Federico, et al. Liberalizing Art Evidence on the Impressionists at the End of the Paris Salon. University of Milano – Bicocca, 2018.

Greenwald, Diana. Painting by Numbers Data-Driven Histories of Nineteenth-Century Art. Princeton University Press, 2021, pp. 52–84.

Paige-Lovingood, Mandy. “Royal Spectacles and Social Networks: Early 18th-Century Salon Exhibition Practices.” Displaying Art in the Early Modern Period, Routledge, 2023, pp. 54–70.

“Writings of John Sargent.” The Writings of John Singer Sargent, www.artgraphica.net/free-art-lessons/john-singer-sargent/writings-of-john-singer-sargent.html. Accessed 16 April. 2025.

Readers, Writers and Critics: Rival Interpretations of Art from Baudelaire to Borges

Image from Rijksmuseum, via Unsplash

by Emma Clinton

Copycat, imitator, wannabe, mimic – these synonymous insults are thrown at those who dare to be derivative. Imitation and replication hold negative connotations, signalling an unimaginative work and an immoral artist. In the 21st century, questions of modern-day imitation – generative artificial intelligence, plagiarism, and intellectual regression are exceedingly relevant. In fact, the moral panic over the decay of the arts and intellect is not contemporary, but cyclical, emerging at the onset of new technologies and advancements. For Charles Baudelaire, a 19th-century essayist and art critic, creatives must “avoid, like death itself, the temptation of borrowing the eyes or the feelings of another man” (Baudelaire 299), for it would be “a pack of lies” (299). Given his staunch view on replication, Baudelaire derides the budding realist art movement and the advent of cameras and photography in his essay The Modern Public and Photography. Specifically, he critiques both art forms for their exact reflection of the world, thereby “smother[ing] the taste for the beautiful” (294) and bypassing what the unique artist “sees and feels” (298).

A century after Baudelaire’s essay, Argentinian writer Jorge Luis Borges challenges the notion of worthless replication within his short story “Pierre Menard, Author of the Quixote”. Through the fictional author Pierre Menard and his endeavour to recopy the Quixote, Borges explores the nuanced value of the facsimile and the underlying connection between authorship, imitation, reading, and interpretation. His faux article on Menard’s plagiarism reveals literature as a medium rich with infinite reimaginations. Indeed, by putting Borges’ and Baudelaire’s arguments in rhetorical dialogue, their stances on imitation and originality, advancement, and art are diametrically opposed. Despite their debates on antiquated technologies, both authors share valuable knowledge and lessons applicable to our 21st century.

By far, Baudelaire and Borges’ most conflicting stance concerns the value of artistic replication. Throughout The Modern Public and Photography, Baudelaire maintains a through-line of admonishing realism and photography for their vapid reflection of nature and reality. For Baudelaire, the absolute reflection of what already exists denotes crude artlessness and ineptitude. He introduces his essay with a critique of the realist art movement: “In this country, the natural painter, like the natural poet, is almost a monster. Our exclusive taste for the true…oppresses and smothers the taste for the beautiful” (294). Through layering brushstrokes into colours, shadows, and dimensions simulating our lived reality, the beauty and feeling of the piece is lost. While the painter may be technically skilled in composition, the style of “copy[ing] nature; and nature only” (298) is “hostile to art” (298). In fact, the key to valuable art is not technical skill or aesthetic appeal, but that “the artist, the true artist, the true poet, [paints] only in accordance with what he sees and feels.” (298) To imbue the piece with humanity, thereby stimulating the imagination and feelings, is to achieve true art. It is this essential touch of humanity that Baudelaire considers valuable.

Baudelaire applies the same philosophy to the nascent camera and the art (or, in his view, the lack thereof) of photography. To a greater extent, Baudelaire discredits the artistry of photographs based on their apparatical reliance and exact replication of the world. In response to the commonplace argument that “‘[s]ince photography provides us with every desirable guarantee of exactitude’…‘art is photography’”(295), Baudelaire calls it “a form of lunacy” and “extraordinary fanaticism” (295). Given that photography captures reality one-to-one and requires less human intervention, Baudelaire believes it should be exempt from the arts sphere altogether. He writes, “But if once [photography] be allowed to impinge on the sphere of the intangible and the imaginary, on anything that has value solely because man adds something to it from his soul, then woe betide us!” (297) Photography categorically fails to add the artist’s unique feelings and perspective to the piece; therefore, it is artless. Its product, the photograph, is a vacant image, infinitely replicable and entirely valueless. For Baudelaire, photographs at once reflect everything real and true in our world, but say nothing of substance about it. The sole act of reflecting reality renders photography gauche and unskillful, contributing to the intellectual decay of the public. On the opposite side of the debate, Borges argues that there is, in fact, artistry in copying what already exists.

Pierre Menard, Borges’ fictional protagonist, is a 20th-century “symbolist from Nîmes” (Borges 5) who endeavours to re-compose “the Quixote itself” (3), an already existing work penned by the Spanish author Miguel de Cervantes in the 17th century. The French author’s “admirable intention [is] to produce a few pages which would coincide — word for word and line for line — with those of Miguel de Cervantes” (3). Through Menard’s mimetic enterprise, Borges illustrates that new meaning may be derived from reproducing an existing work. He writes, “To be, in the twentieth century, a popular novelist of the seventeenth seemed to him a diminution. To be, in some way, Cervantes and reach the Quixote seemed less arduous to him — and, consequently, less interesting — than to go on being Pierre Menard and reach the Quixote through the experiences of Pierre Menard” (4). When copying the existing text, something new and human is gained through the different perspectives, periods, and contexts provided. An important distinction is that Menard copies the Quixote not as Cervantes, but as Menard, carrying his own identity, experiences, and perspectives alongside him. He breaches from reader into author, imbuing the text with his distinct voice and ideas. This feeling of identity is transmitted throughout his facsimile of The Quixote.

Borges exhibits the countless nuanced facets that Menard brings to the work. The work itself gains significant value, as “…Menard’s fragmentary Quixote is more subtle than Cervantes’. The latter, in a clumsy fashion, opposes to the fictions of chivalry the tawdry provincial reality of his country; Menard selects as his “reality” the land of Carmen during the century of Lepanto and Lope de Vega” (5). From the imitative strokes of Menard, he creates a seemingly identical, though infinitely richer, nuanced, and original manuscript. In the 20th century, his copied words and story bear a completely new meaning. Namely, on the subject of arms and militarization, Borges points out that “Cervantes was a former soldier” (5) of the 16th century. Meanwhile, Menard, a contemporary of World War 1 and 2, writes of war with a delicacy and subtlety previously absent, and does not “fall prey to such nebulous sophistries!” ( 6) as Cervantes does. Accordingly, the original author and historical context is decentered, in favour of the readers and their contemporary interpretations and rewritings. In fact, Borges begins to suggest that all literature should be divorced from its chronological context, to be read ahistorically and reinterpreted in modernity.

In the essay “Borges’ revisioning of reading in ‘Pierre Menard, Author of the Quixote’”, author Howard Giskin explores the reading and literary interpretation that Borges outlines. Towards the argument of ahistoric reading, he explains “rather than attempting to recover the “true” contextual circumstances around which a work was created, we should give ourselves free reign to investigate the vast array of connections that can be made by “updating” a work, i.e., rewriting it, figuratively speaking, in each successive age.” To unlock the full potential of Cervantes’ work we need, Borges suggests, to willfully ignore the original context of the work.” (Giskin 6) Essentially, substance and merit are not gleaned from a total transformation of the reader into historic contexts, but by a contemporization of older works into the reader’s present. It is a futile task to immerse ourselves to 16th century Spain, to inhabit Don Quixote and understand the situational minutia of Cervantes’ works. In Giskin’s words, readers should “not waste time with the banal fiction that we can gain a better appreciation of literature by learning everything there is to know about Cervantes’ Spain” (5). Rather, “what is truly interesting (and really the only thing possible) is to try to understand works of literature from our own times” (5), to transpose Don Quixote into contemporaneity instead of the other way around. Therefore, the universal, timeless truths of the novel can be understood, along with newly discovered interpretations. Borges recognizes these timeless truths as “the soul of books”, which “ha[ve] the curious capacity to proliferate in meaning through the passage of time”. (7) By moving these works into modernity, the original intent and messages cannot be lost – they are tethered indubitably to the words. But it is only in contemporaneity that new readers may come to discover the original soul of the book. Evidently, Borges believes in the transformative and valuable nature of both replication and reading, whereas Baudelaire undoubtedly disagrees. Likewise, their opinions surrounding progress and innovation in the arts differ greatly.

Baudelaire, a wealthy aristocrat and artistic elitist fears the invention of photography for its role in creative and intellectual decay. In reference to the public’s love of mechanical replication, he states: “Accordingly let us watch with wonder the rate at which we are moving downwards along the road of progress (and by progress I mean the progressive domination of matter), the wonderful diffusion, occurring daily, of commonplace skill, of the skill that may be acquired simply by patience.” (294) With photography’s reliance on the mechanized apparatus, the manual skill and intentionality of art is lost. Despite the groundbreaking technology of capturing photos, Baudelaire believes the technological advance will deteriorate the arts and public intellect. On the contrary, he states, “photography must, therefore, return to its true duty, which is that of handmaid of the arts and sciences, but their very humble handmaid, like printing and shorthand, which have neither created nor supplemented literature.” (297) He relegates the photograph to serve only the sciences, natural history, and archival work. With no place in creative domains, Baudelaire suppresses the artistic possibilities of the photographic medium. In her essay “Baudelaire Against Photography: An Allegory of Old Age”, Susan Blood further analyses Baudelaire’s relegation of photography. She writes, “Baudelaire’s categorical logic, which will assign photography to a limited domain, first creates distinctions in the area of taste. The opposition between art and industry must therefore be understood as a specific case of the principal opposition between the taste for the Beautiful and the taste for the True.” (Blood 827) Photography represents an excessive taste for the True, at once admired by the french population and admonished by Baudelaire. While “its power to produce a close likeness of its subject, may be hailed as more true and hence as aesthetically superior to painting” (827) by the masses, Baudelaire consigns photography’s exactitude to practical, historical fields. The qualities that simultaneously make photography innovative, provocative, and alluring to the public only deter Baudelaire, a staunch classicist and elite. Indeed, Baudelaire’s antagonism of the common consumer runs deep and broad.

For Baudelaire, the original artist is the sole arbiter of quality and meaning, whereas the consuming masses only sully and pollute the art. By 1859, Baudelaire believed that the vapid tastes of the French public had pushed artists to seek mass acclaim instead of focusing on their craft or on the production of true artistic value. He argues “Now the French public, which, in the manner of mean little souls, is singularly incapable of feeling the joy of dreaming or of admiration, wants to have the thrill of surprise by means that are alien to art, and its obedient artists bow to the public’s taste; they aim to draw its attention, its surprise, stupefy it, by unworthy stratagems, because they know the public is incapable of deriving ecstasy from the natural means of true art” (294). The crude tastes of consumers are a detriment to the arts and the artists that cater to them. By focusing on cheap, garish gimmicks and eye-catching compositions, artists have lost the taste, quality, and original intent of their artwork. They paint what is true and realistic, not what is beautiful and sublime.

This goes not only for traditional art and paintings, but also for the threatening photograph. Baudelaire academic Marrit Grotta explains this technological context, writing in “Reading/Developing Images: Baudelaire, Benjamin, and the Advent of Photography”: “The public seemed no longer able to appreciate great and beautiful art, but preferred petty images. It is against this background that Baudelaire’s attack on photography should be understood. As he saw it, the advent of photography only aggravated the situation, as its aim (allegedly) was to reproduce reality identically.” (Grotta 2-3) Indeed, Baudelaire himself writes “it will not be long before it [photography] has supplanted or corrupted art altogether, thanks to the stupidity of the masses, its natural ally” (297). The public’s stupid love of photography and its one-to-one imitation of the world has only strengthened its popularity and influence. In both fine arts and photography, the attention and consumption of art by the public has defiled and tainted its beauty and taste, not improved it. While Baudelaire places sole ownership on the author and disparages consumers, Borges subverts authorial control and places power in the hands of the reader.

Borges sees Menard’s recomposition as a new means of reinventing literature and strengthening the arts. He writes that Menard’s “technique … of the deliberate anachronism and the erroneous attribution” (8) has in fact “enriched, by means of a new technique, the halting and rudimentary art of reading” (8). Instead of denying this method a place in literature, Borges embraces its progressivity and revival of reading. Further, he believes “This technique fills the most placid works with adventure” (8) and allows us to read antiquated classics with new context and substance. We may read “the Odyssey as if it were posterior to the Aeneid” (8), discovering infinite new meaning upon each fresh glance. Through the reconstitution of old classics, we can bring these stories into the contemporary context and appreciate their merit anew. Unlike Baudelaire, Borges welcomes the technique of replication in the domain of literature and envisions the immense possibilities.

Menard’s defiant recopying of the Quixote and claim to authorship at once undermine the authority and importance of authors in literature. Instead, the consumers (the readers) are key to the interpretation and creation of meaning. With their unique biases, experiences, and beliefs, each reader shapes the text and parses the book for its meaning. This exact concept is outlined in Terry Eagleton’s book Literary Theory: An Introduction under reception theory – wherein “[f]or literature to happen, the reader is quite as vital as the author. (Eagleton 63) Eagleton writes “In the terminology of reception theory, the reader ‘concretizes’ the literary work, which is in itself no more than a chain of organized black marks on a page. Without this continuous active participation on the reader’s part, there would be no literary work at all” (66). Indeed, this process is what Menard does for The Quixote, and what every reader does for any work of literature. The responsibility is no longer in the hands of the author, but it is up to each participating reader to actualize the text. Without their interpretations, the ideas and themes are simply words on pages. Furthermore, Borges’ philosophy follows “that the meaning of a literary work is never exhausted by the intentions of its author; as the work passes from one cultural or historical context to another, new meanings may be culled from it which were perhaps never anticipated by its author or contemporary audience” (61-62) The consumers of art do not pollute the purity of the original, but breathe new life into existing works. Not only this, but readers play an active role in realizing literature – turning a string of words on a page into meaning and value.

Ultimately, Borges and Baudelaire are ideologically opposed regarding facsimiles, advancements in the arts, and the role of artists and consumers. While Baudelaire derides photography and realism for their artless reflection of reality, Borges embraces Pierre Menard’s reconsitution of the Quixote for its transformative quality. Where Baudelaire resents consumers for their vapid taste for the true and control over artists, Borges places readers at the forefront of interpretation and literary value.

At present, photography has become ubiquitously accepted in the arts sphere, and recopying entire novels has not caught on since Pierre Menard’s endeavour. While the technologies and techniques of Borges and Baudelaire’s arguments are dated, there is nonetheless knowledge to be applied to the 21st century. Certainly, the question is not how we may preserve the past, but how we can adapt to a new, technological future. Instead of removing technology from the arts, as Baudelaire wished, we must embrace and adapt to new forms of creative expression. Furthermore, as readers we must continue to study, transpose, reinterpret, and understand works of literature both old and new; to unbind books to reach the timeless truths they contain beneath the page. Generative artificial intelligence and cameras are just a few new media that provide endless possibilities and innovative expression. Let us not fear the advent of modernity, but embrace its untouched creative potential.

 

Works Cited

Baudelaire, Charles. “The Modern Public and Photography.” The Salon of 1859, Cambridge University Press, 1972, pp. 291–307.

Blood, Susan. “Baudelaire Against Photography: An Allegory of Old Age.” Mln, vol. 101, no. 4, 1986, pp. 817–837, https://doi.org/10.2307/2905650.

Eagleton, Terry. Literary Theory: An Introduction. Blackwell Publishing, 2015.

Giskin, Howard. “Borges’ revisioning of reading in ‘Pierre Menard, author of the quixote’.” Variaciones Borges, vol. 19, Jan. 2005, p. 103. Gale Literature Resource Center, https://link.gale.com/apps/doc/A131903962/LitRC?u=ubcolumbia&s id=summon&xid=59811810.

Grotta, Marit. “Reading/Developing Images: Baudelaire, Benjamin, and the Advent of Photography.” Nineteenth-Century French Studies, vol. 41, no. 1/2, 2013, pp. 80–90, http://www.jstor.org/stable/23538443.

Luis Borges, Jorge. “Pierre Menard, Author of the Quixote.” Collected Fictions, Penguin Books, 1998.

Power and Patriarchy? The Importance of Female Characters in The Odyssey

Image by maxmann, via Pixabay

by Valentine Baretta

Historically, female characters created by men have often left the audience feeling unsatisfied, but some have managed to deviate from that norm, such as Homer with The Odyssey. The Odyssey follows a Greek hero, Odysseus, as he journeys home to Ithaca after the Trojan War. The powerful role female characters play in the epic is worth studying since it was created during a time when women weren’t given much importance and acted mostly to support male characters. Though this story portrays a patriarchal society, female characters play an important role in defying the norms and almost surpassing the male figures in the story at times. The Odyssey contains a surprising balance of male and female characters, though most female characters are inhuman. Several female characters—including human women such as Penelope and Clytemnestra, goddesses such as Athena and Calypso, and monstrous female characters such as the Sirens and Circe—play important roles in either supporting Odysseus or intensifying the threat he poses to himself.

Penelope plays a crucial role in the story as both queen of Ithaca and husband of Odysseus. At first glance, Penelope appears to readers and to Telemachus as helpless when the dozens of suitors invade her house in hopes of gaining her hand in marriage. Whittaker states that “although Penelope herself does not have the right to bestow royal power in [Ithaca], as the wife of the previous king, she would provide a spurious legitimacy to the man who married her,” which explains the suitors’ motivation behind the invasion of Odysseus’ home in Ithaca, as they want the control of the kingdom, which they can only access through Penelope (Whittaker 33). Penelope is initially described as “wary and reserved,” which immediately minimizes her importance in the poem (1.379). What the suitors do not yet realize is that she is masterfully enticing them and keeping them occupied until Odysseus can return to power and make things right. In this manner, she remains loyal to Odysseus and resists the threat presented by the suitors’ invasion of the house. Telemachus thus underestimates his mother much like the readers, and realizes this when Antinous reveals to him that “by day [Penelope]’d weave at her great and growing web—/by night, […]/she would unravel all she’d done. Three whole years/she deceived [them] blind, seduced [them] with this scheme…” (2.115-118). Until this point, Penelope was thought to be quite passive through Telemachus’ viewpoint since she did not act outrightly against the suitors, which adds to the surprise of her revealed skill and emphasizes her silent manipulative power. This also reveals Telemachus’ naive and immature character, which readers learn to distance themselves from as the story progresses. In comparison with Penelope, Telemachus appears to be far less intelligent and skillful, which contributes to elevating Penelope in the view of readers. Additionally, by using the wording “seduced,” Homer suggests that her scheming intelligence may come from her femininity and power as a female character in enticing the suitors. Whittaker argues that “Penelope’s use of the weaving ruse can be seen as symbolic of her acceptance of the limitations of the female role,” since she cannot take the throne as a woman (Whittaker 40). Penelope’s plan must be completed by someone else such as Odysseus, for she is stalling the suitors, but not solving the problem entirely. This shows readers that she is only powerful to a certain extent and remains at the mercy of a man in the end. However, it could be argued that she uses the limits of her role to her advantage, by tricking the suitors into thinking she is oblivious and helpless, creating less suspicion around her actions. Foley affirms that “Penelope, because she lacks physical force, can only stop change on Ithaca,” highlighting the geographical limits of her power, but also describing the type of power she has (Foley 11). She is capable of stopping change but not inducing it; her status both elevates her and limits the extent of her power. In this scenario, a more thought-out and meditated use of power is associated with women, unlike the brutal use of power by the suitors invading the house.

Strikingly, Penelope’s cunning and power are not unlike those of Odysseus. She parallels Odysseus in her manipulative strategy and her endurance of suffering as she waits for him to come home and takes care of things while he is away. This parallel is elicited to readers when Penelope turns the tables on Odysseus by testing him just as he is about to test her to determine whether she has been loyal to him. This brings Penelope to Odysseus’s level of power and allows readers to imagine her as just as formidable as him. It also justifies Odysseus’ desire to return to her, since he views her as an equal companion, of similar character and intelligence. In some ways, Penelope is more just and honorable as a character than Odysseus himself, since she, like Odysseus, earns the favour of the audience through her actions. Her continuous loyalty in comparison with Odysseus’ infidelity and her bravery in opposing the suitors discreetly in comparison with Odysseus’ foolish defiance of the Cyclops prove her to be better than Odysseus in that regard. However, her noble actions in contrast with Odysseus’ are more reputable from the perspective of a modern audience, because Odysseus’s daring actions and infidelity were markers of kleos in his time. Additionally, one might ask oneself whether a more discreet use of power as is associated with women like Penelope is more honorable than a more outright and brutal one such as that of Odysseus and other male characters like the suitors. Interestingly, this idea is brought up through a male character in The Odyssey. The Achilles Odysseus meets in the Underworld is miserable, no longer the proud warrior of the Trojan War he once was. He tells Odysseus “I’d rather slave on earth for another man—/some dirt-poor tenant farmer who scrapes to keep alive—/than rule down here over all the breathless dead” (11.556-558). The phrasing “slave on earth for another man” likens him to the condition of mortal women as oppressed by the patriarchy (11.556). He rejects the patriarchal power of a monarch and prefers a modest life after experiencing the afterlife. This supports the idea of nobility being associated with women and their power, despite the patriarchal society in which they are born.

Other mortal female characters are weaker in comparison with Penelope because they lack agency and are more confined because of their status. The most important example of this is the group of female servants in Odysseus’ home in Ithaca. Their role is to serve always in inferiority because of the constraints of their social class. When the suitors arrive, it is implied and inferred that most sleep with them. Whittaker calls them “Penelope’s faithless maids, who have no redeeming qualities,” likening their supposed ‘evil’ to that of Clytemnestra (Whittaker 39). However, it can be argued that the servants are keeping the suitors occupied and contributing to Penelope’s plan. Additionally, their class and lack of power suggest they do not have much of a choice. As punishment for the supposed betrayal of the servants, Odysseus orders Telemachus to slaughter them all when he retakes the house, even though he seems to acknowledge that the suitors have raped the female servants when he says to them, “You dogs! […] ravishing my serving-women” (22.36-38). They are helpless to him just as they were helpless to the suitors, which shows how little agency they have in contrast with the extreme consequences they face. This brings in an interesting parallel with the Phaeacians who must choose between being good hosts to Odysseus and being punished by Poseidon, or rejecting Odysseus and being punished by Athena. No matter what they do, they lose: Poseidon crushes their “fine Phaeacian cutter / out one the misty sea” (13.169-170). In both cases, they are punished even though they are helping Odysseus become the hero. Readers can thus infer that women of privilege like Penelope in The Odyssey are more powerful even if that power is constrained, whilst the less fortunate remain entirely at the mercy of men. Doherty argues that “there is also a double standard of sexual behaviour, according to which Odysseus is considered ‘faithful’ to Penelope despite two liaisons on the way home, yet she—and her female slaves, who would also be fair sexual game for Odysseus according to the cultural norm—must remain completely celibate in his absence” (Doherty 175). This double standard blankets all women in domestic contexts, not just those of a certain status, which shows how the patriarchy still suppresses all women in that society.

Penelope is also compared to Clytemnestra, a woman of similar social status, though in a more negative light as is often the case when women are compared with one another. Penelope’s situation mirrors Clytemnestra’s since, like Clytemnestra, her husband is away, and she has the opportunity to be unfaithful to him. Conversely, Penelope chooses to remain faithful to Odysseus, while Clytemnestra takes on a lover, Aegisthus, with whom she works to kill her husband Agamemnon when he returns from the Trojan War. Clytemnestra chooses to marry her suitor, unlike Penelope, resulting in the death of Agamemnon and the transfer of his power as king of Mycenae to her suitor. Thus, Penelope is viewed as an equal threat to Odysseus. Clytemnestra represents the prospect of women overthrowing such power, but even in doing so, she cannot take Agamemnon’s place and cannot perform the act of killing him herself. Nestor even warns Telemachus: “So you, /dear boy, take care. Don’t rove from home too long,” after recounting to him the story of Agamemnon’s murder (3.353-354). Consequently, Odysseus’ survival and success upon his return depend on Penelope’s fidelity to him despite him being unfaithful to her. Penelope and Clytemnestra hence serve as powerful characters in the story despite their mortality and occasional reliance on men.

The goddesses in The Odyssey are naturally more powerful than the mortal women; however, their influence on the male characters is what makes them even more impressive than one would expect. Athena is the powerful goddess of wisdom, war, and craft who is also the patron goddess of Odysseus. She, like Penelope, plays a powerful role in Odysseus’ journey, though she remains in the shadows. She provides help to Odysseus and Telemachus in the form of advice and support on the gods’ council, tipping the scales in Odysseus’ favour. Though Poseidon attempts to impede Odysseus’ journey, Athena acts as his protector by using her gifts. She manages to gain the council’s favour for Odysseus and, in the end, Odysseus gets home to Ithaca despite Poseidon’s obstacles. She says to Zeus, “Let them all die so, all who do such things. /But my heart breaks for Odysseus, /That seasoned veteran cursed by fate so long— /Far from his loved ones still, he suffers torments,” demonstrating her bias for Odysseus and her advocacy for his successful return (1.56-59). Thus, Odysseus’s successful return and reprisal of his role as king could be attributed to Athena and her manipulative powers. Though it could be argued that Athena should have used her power to prevent some of Odysseus’ suffering, for example by guiding him away from the Cyclops, it seems apparent that Athena didn’t do so intentionally. Athena is much like Odysseus in that she is clever and confident, and has an appreciation for heroic feats, so perhaps she wanted to see him suffer like she had since he is indeed the ‘son of Pain’ as his Greek name indicates it. Furthermore, Odysseus throws himself into situations and worsens things for himself on his own, for example by taunting the Cyclops or choosing to hear the Sirens sing. This suggests that he is more foolish and reckless than a noble hero should be and that he is a fool of his own devices. Nevertheless, Odysseus’ suffering allows him to earn a name for himself as a hero who has undertaken and survived wild adventures, which suggests Athena’s careful and strategic guidance was a success.

On the other hand, Calypso uses her powers as a nymph much differently. She manages to keep Odysseus on Ogygia for seven years despite his obvious yearning for home. The line “he had no choice—/unwilling lover alongside lover all too willing” suggests that Calypso may have forcibly kept him on the island (5.171-172). This creates an image of Calypso as powerful in her successful enchantment of Odysseus. The control she has is more often associated with male characters—such as Helen held captive by Paris, the very occasion for the Trojan war and the adventures of Odysseus—and by associating it with a female character such as Calypso, she appears to move up to the level of power of men. Though Calypso keeps Odysseus on her island for many years, she will never win over his love entirely, hence demonstrating the limits of her power. Calypso is not painted in the same light as Penelope, who is just and good, for Calypso’s actions are selfish, much like those of the men in the story. She knows she is preventing his happiness, but she cannot leave the island so she chooses to do what she can to make herself happy. Additionally, Calypso calls out the existing patriarchal system for favoring men in similar situations to her own. She says, “You unrivaled lords of jealousy—/scandalized when goddesses sleep with mortals, /openly, even when one has made the man her husband” (5.131-133). The use of the phrasing “unrivaled lords” emphasizes the power of male gods before calling them out on the existing double standard for goddesses who do the same (5.131). This mirrors the conflicting morals of Odysseus in the loyalty and behaviours he expects of his wife as opposed to what he does while he is away, establishing a theme around Odysseus’s character and the behaviour of men.

Other significant seductresses in the epic poem are the ‘monstrous’ female characters such as Circe and the Sirens. Their power is directly linked to their sexuality and sex appeal to the male characters in the novel. Though the Sirens are not explicitly described, they seem to readers to be terrifyingly beautiful, attesting to their power as female characters. Circe warns Odysseus that “the high, thrilling song of the Sirens will transfix him, /lolling there in their meadow, round them heaps of corpses/rotting away, rags of skin shriveling on their bones . . .” (12.50-52). The juxtaposition of the beauty of their “thrilling song” and the gore of “rags of skin shriveling on their bones” contributes to the construction of a terrifying and powerful image (12.50-52). Additionally, the idea of “lolling there in their meadow” emphasizes how the Sirens manage to catch the sailors they lure off guard (12.51). This recalls the idea of women using their ‘innocent’ appearance to their advantage in how Penelope tries to look harmless to the suitors so that they do not figure out her plan. Penelope acts as a seductress, much like the Sirens: “That radiant woman, once she reached her suitors, drawing her glistening veil across her cheeks, paused now… and delivered an ultimatum to her suitors,” setting Odysseus’ bow before them to be strung, an impossible challenge (21.73-77). The challenge she proposes is like the Sirens’ call since it is a trap none of the men can resist that will lead to their doom. Moreover, Circe explains that “Whoever draws too close, /off guard, and catches the Sirens’ voices in the air—/no sailing home for him, no wife rising to meet him, /no happy children beaming up at their father’s face,” showing readers how the Sirens have the power to take away all that can make a man happy, while emphasizing that the Sirens specifically target men (12.46-49). This also calls into question Odysseus’ choice to listen to them sing and be the hero, even though he knows he could lose everything he holds dear: “no wife rising to meet him, / no happy children beaming up at their father’s face” (12.46-49). The emphasis is placed on the physical power of the Sirens and their ability to subdue men with their voices in the boundless realm of the sea. By contrast, Penelope is unable to gain full control of the suitors because the power she has is different and restricted to Ithaca. Furthermore, the power of the Sirens as temptresses is ironic since their feminine voices are what make them strong, which shows how their power is much less restricted than that of someone like Penelope. Penelope, despite her status as both his mother and his queen, is silenced by her son who says “So, mother, / go back to your quarters. […] / As for giving orders, men will see to that, but I most of all: / I hold the reins of power in this house” (1.409-414). In this instance, Telemachus believes he has the power in the house, yet he is helpless when it comes to the suitors, revealing how unaware he is as opposed to his brilliant mother. Thus, female power is represented in different ways via Penelope and the Sirens, though crafty seduction is the commonality between them.

Though Circe can also be considered a seductress like the Sirens, she is furthermore a trickster who manages to delay Odysseus’ return home. She keeps him in her extravagant palace, disguising her ill intentions under a veil of luxury and pleasure. The language used for Circe contributes to an image of her as both enticingly attractive and malicious. She is repeatedly referred to as “the nymph with lovely braids” (10.241) who weaves “her enchanting web/a shimmering glory only goddesses can weave” (10.244-245). Her physical appearance is thus highlighted, as is the case for most female characters in the poem, but it is implied that her beauty is also a form of power that allows her to control Odysseus’ entire crew. The idea of her weaving an “enchanting web” calls back to Penelope’s weaving schemes (10.244); however, the notion of a web that “only goddesses can weave” highlights the magical element of the power she has over the men she comes across, as opposed to Penelope who only has her mortal means (10.245). Much like the Sirens, her power is driven by her femininity, her voice, and her appearance. Later, she is “stirring her poison in, her heart aswirl with evil” (10.352): this line breaks the beautiful image Homer has created, reminding readers that her motivations are maleficent and destructive, as opposed to Calypso’s more selfish acts and Penelope’s selfless acts. McClymont explains that “Circe’s invitation to bed is dangerous, which means that Homer represents her as sexually threatening, and to that extent violating the traditional role of woman” (McClymont 22). Not only that, but Circe’s bed also being a symbol of her power relates it to her reclaiming domestic power within a traditional setting. Hermes explains that Circe “struck with her wand, drove [the men] into her pigsties, / all of them bristling into swine—with grunts, / snouts—even their bodies, yes, and only / the men’s minds stayed steadfast as before” (10.262-265). Her turning Odysseus’ men into pigs she can domesticate is another representation of her taking control over men. The idea that “only / the men’s s minds stayed steadfast as before” makes it clear that they are aware of their condition, which shows how Circe is toying with them for her own delight (10.265). Later on, they must remind Odysseus of his objective of returning to Ithaca to reclaim the throne since, while their minds are steadfast, Odysseus has been seduced by Circe; his body is intact, but his mind has been affected. Circe is one of the more powerful characters in the story because she uses her magic to control men, delighting in their destruction.

The Odyssey contains several powerful female characters who are at times more impressive than their male counterparts. Within the patriarchy of The Odyssey, women manifest their power in many forms, and even play essential roles, such as Penelope preserving the peace in Ithaca. The Odyssey shows readers how some forms of power can be specific to women, such as artful manipulation and seduction. The gendered power dynamics in the poem parallel the dominant relationship of the Greek Gods over mortals. Though characters like Penelope, Athena or Circe are very powerful, they are still limited by their inferior position in society. Homer’s epic poem includes a motif of powerful women that allows readers to reflect on the power of women and their role in a patriarchal society: some of the female characters in The Odyssey represent powerful influences that operate quietly behind the scenes, while others openly assert their control over men. In either case, they are far more powerful than they at first appear. While the focus of the story is on Odysseus’ feats, he would not have become the hero he did without the contributions of the female characters.

 

Bibliography

Doherty, Lillian Eileen. “Gender and internal audiences in the odyssey.” The American Journal of Philology, vol. 113, no. 2, 1992, https://doi.org/10.2307/295555.

Foley, Helene P. “‘Reverse Similes’ and Sex Roles in The Odyssey.” Arethusa , Spring and Fall, vol. 11, no. 1/2, www.jstor.org/stable/26308152.

Homer, and Robert Fagles. The Odyssey. New York, Penguin Books, 1997.

McClymont, J. D. “The Character of Circe in The Odyssey.” Akroterion, vol. 53, Mar. 2012, https://doi.org/10.7445/53-0-37.

Whittaker, Helene. “Gender roles in the Odyssey.” The Norwegian Institute at Athens eBooks, 1995, bora.uib.no/bora-xmlui/handle/1956/24337.

“Where do you reckon that paradise is at?”: Deconstructing Western Mythology through Landscape in All the Pretty Horses

Image by William Carver.

by Lucas Rucchin

No geographical site seems to be more defined by myth than the U.S.-Mexico border. The extensive line of romantic cowboy novels, sensationalist television, and, most recently, rhetoric of Othering within the political landscape work together to shape the image of Mexico within the American cultural imagination. Breaking Bad, perhaps the definitive border fiction of our time, has given us the modern archetype of the evil Mexican and cartel mercenaries, who emerge in opposition to the American characters as quietly calculating, charismatically sadistic, and thoroughly un-American antagonists. Their mythology can be traced back to the era of Hollywood Westerns, which variously depicted ethnic Mexicans and Native Americans as a corruption for white gunslingers to rectify. Further back, we find border dynamics depicted with even slimmer sensitivity in cowboy dime novels and the vaudeville shows of Buffalo Bill. Still further, we find the historical backdrop of expansionism and settler colonialism, and finally, at the heart of the myth, the divine sanctioning of Manifest Destiny packaged up in the frontier dream.

It is easy to categorize Cormac McCarthy’s All the Pretty Horses as yet another product of this mythology. In its most literal reading, the novel falls to all the tropes of border fiction. The reticent cowboy John Grady sets off on a journey into Mexico, where he encounters the thrill of nomadic adventure, an exotic love interest, and a sprawling, foreign country in need of taming. He confronts lawless Mexican foes, narrowly survives, and returns home in one piece. But the idylls of the novel belie its complexity. At its core, All the Pretty Horses is a deconstruction of Western mythology, in which the aspirational cowboy dream is evaluated and shown to be unattainable. In short, it is demythologized. Alone and without a ranch, riding out under a reddening sky, John Grady, newly weathered by the realities of Mexico, possesses nothing of the dream he once sought.

However, Cormac McCarthy is not interested in what his characters are thinking. By the end of All the Pretty Horses, John Grady has not explicitly reflected on where he intends to go, or how the mortal cost of his journey has affected him, or how his notion of the cowboy myth has changed. His thoughts, in the manner of the reticent cowboy, remain largely unexpressed. McCarthy’s stylistic power is instead devoted to the environment. Where we can locate John Grady’s mind—where we can trace the evolution of his cowboy dream as the events of his journey alternately propel, confuse, and dissolve the Western mythos—are indicated in the depictions of the grasslands, deserts, rivers, mountains, clouds, suns and moons of the rich and varied country he rides through. As Alan Cheuse notes, this is “more than a mere newly minted version of the romantic treatment of nature in fiction, in which landscape reflects the emotion of the characters” (174). What McCarthy embeds in his lands and skies is rather “an exterior version of the main characters’ inner universe” (174). John Grady’s inner universe is saturated with myth. He wants to reinvent himself in the image of the cowboy, which in the time of his story is merely a romantic cultural memory. Accordingly, McCarthy attunes the landscapes to respond to the condition of the myth, whether blossoming or slipping away within John Grady. Conducting a close reading of the landscapes in All the Pretty Horses therefore allows us to monitor McCarthy’s deconstruction of Western mythology in John Grady’s journey from America to Mexico, which is a journey from dream to disillusionment.

The novel begins with the death of a family member and the birth of a dream. John Grady is attending his grandfather’s funeral. A figure of the past, of the bygone world of cowboys, has been lost. From the beginning, the mythological reflections in the landscape are as clear as a passing train, like a revelation, which ruptures the solemn scene:

It came boring out of the east like some ribald satellite of the coming sun howling and bellowing in the distance and the long light of the headlamp running through the tangled mesquite brakes and creating out of the night the endless fenceline down the dead straight right of way and sucking it back again wire and post mile on mile into the darkness. (3)

In a kind of mechanical evocation of Manifest Destiny, the train sanctifies the landscape, illuminating the darkness, seeming to spawn civilization and order in the fences “creat[ed] out of the night”. The image calls attention to John Grady’s desire to move and, on some level, participate in the expansionist expeditions of his forebears. Bright and shuddering with speed, the train appears in juxtaposition to the grey tones of the funeral in what may be called “the death of Cole’s way of life” (Sickels and Oxby 348), a moment before his journey begins where John Grady realizes the inadequacy of his home life and, embodied in the image of the train, the allure of the mythical frontier.

Most of the landscapes at the beginning of the novel rely on this kind of juxtaposition between the colourless sense of alienation John Grady feels at home and the attraction of the cowboy dream coalescing within him. In the morning of the funeral, he stands “like a supplicant to the darkness” before the “thin grey reef beginning along the eastern rim of the world” (3). The greyness, which appears in several points of the novel as a marker of personal displacement, tells of his estrangement, not simply from a family that is passing on and away from him, but from the age of cowboys that modernity has made obsolete and which exists only in imagination. The reef-like clouds tell of the inexperience of his character, which he knows, and wants to mend. He is jagged, shapeless, performing the cowboy life without having lived it. Before he leaves for Mexico, John Grady experiences another period of estrangement in San Antonio, where he seeks out his mother for the final time. Their relationship is an apathetic one. His mother is distant from his father, himself, and his wish to own the family ranch, positioned as a barrier to the cowboy life and proof to John Grady that there is little left for him in a rapidly modernizing America. Appropriately, it snows during his time in San Antonio. Under a “grey and malignant sky” (20), snow falls on the landscape, turning the world at first white and translucent, and later on dark, cold and listless as he comes to terms with his mother’s indifference:

It grew dark early. He stood on the Commerce Street bridge and watched the snow vanish in the river. There was snow on the park cars and the traffic in the street by dark had slowed to nothing, a few cabs or trucks, headlights making slowly through the falling snow and passing in a soft rumble of tires. (20)

McCarthy writes the landscapes of San Antonio with such stark ennui that it is clear that John Grady does not belong here. The land tells of his alienation. He feels his family does not have any answers on “the way the world was” (21), and the coldness of his trip confirms it. As much as he searches for some belonging with his father and mother, he knows his home life has “nothing in it at all” (21). Such alienating greyness McCarthy contrasts with John Grady’s growing devotion to Western mythos. In the evening after the funeral, he rides under a sun that sits “blood red and elliptic under the reefs of bloodred clouds before him” (5). Historical memories of Native Americans seem to be embedded in the landscape, as the fiery sky triggers a stream of visions of Kiowa tribes: “painted ponies and the riders of a lost nation [coming] down out of the north with their faces chalked and their long hair plaited,” who are “redeemable in blood only,” who pass by him in a “ghost of nation” (5). The past endures in the landscape, and therefore riding through it allows John Grady to make sense of the Western mythos. As Ashley Bourne notes in “Plenty of Signs and Wonders to Make a Landscape,” McCarthy’s landscapes are “haunted by the echoes of violence and primitive history” and “constructed by shadows of events from the past” (119); in this instance they are haunted by the historical conflict between Native Americans and their colonizers. By positioning himself in the landscape, John Grady has also positioned himself in the past, where the mythologized “ghost” of America, in all its blood, horses, and tribal strife, seems to be very much alive. In effect, the landscape connects him to history, “a history larger and more extensive than [his] personal experience” (Bourne 121). Cheuse underlines this connection succinctly: “Having a map to the territory before you means having a past, both personal and historical, whose visions and outer signs you may easily read in order to find orientation” (216). John Grady finds orientation in a landscape where the Western mythos can be reproduced, allowing him to escape his home life of rootlessness and discover a sense of personal fulfilment in a cowboy life of his own making.

The estrangement John Grady feels at home, coupled with the devotion he feels to the past, motivate his decision to cross the border, as he and Rawlins soon after agree to begin their journey to Mexico. In their decisive conversation, the stars are “falling down the long black slope of the firmament” (26). The imagining of a physical landscape in the sky, of stars in motion on hills, tells of his drive for movement, so fundamental to the cowboy mythos. When they finally depart, the stars are “swarming” in the “tenantless” sky (30), recalling the American expansion westward and the claim of territory. The sky is a “dark electric, […] a glowing orchard” (30), which evokes the colonial undertones of their journey: the civilizing element of electricity and the idea of the frontiersman as a bringer of light. “The landscape transforms itself to encompass their experience” (Bourne 34), that experience being their final commitment to reinventing themselves as cowboys. Aspects of the mythos radiate in John Grady’s mind as his journey begins.

Crossing over into Mexico, John Grady encounters the wild, primitive landscapes he wished for. Untouched by modernization, the country is as beautiful as it is “barren,” “desolate” and “still” (51), as he and Rawlins set out across green plains under a blue sky. A ghostly characterization of the terrain through the eyes of the aspiring cowboys reinforces the landscape’s connection to the past: “the mountains of Mexico […] [drift] in and out of cloud-cover like ghosts of mountains” (42), and rainclouds move behind them “like some phantom migration” (69). Later in the night, after John Grady hears wolves howling, the landscapes demonize themselves: the moon appears “cocked over the heel of the mountains” like a weapon, and the dawn becomes a “false blue dawn” which is “dragging all the stars away,” including the constellations of “Orison and Cepella and the signature of Casiopea,” icons that he hangs onto for familiarity in this suddenly unknown, hostile, and “wild” land (60). As conflict arises, the landscapes take on malignant forms. Consider the lightning storm that terrorizes and runs the characters into shelter:

Shrouded in the black thunderheads the distant lighting glowed mutely like welding seen through foundry smoke. As if repairs were under way at some flawed place in the iron dark of the world. (67)

Beautiful, uninhabited, and sometimes dangerous, Mexico fulfills John Grady’s nomadic desires. “The life of the cowboy,” according to Bourne, must be “attuned to the weather, the livestock, and the land, riding miles of open country” (Bourne 121). But there is also a brutality present in the country that John Grady is reluctant to acknowledge, as it suggests that a certain ruthlessness shadows their mythological journey.

Further south, John Grady arrives at the “Hacienda de Nuestra Señora de la Purísima Concepción, a ranch of eleven thousand hectares situated along the edge of the Bolson de
Cuatro Cienegas in the state of Coahuila” (97). In “The Cost of Dreams of Utopia: Neocolonialism in Juan Rulfo’s Pedro Páramo and Cormac McCarthy’s All the Pretty Horses,” Susan Lee observes how John Grady “uses the Mexican landscape to alleviate his disillusionment with American society,” and in doing so “unknowingly becomes the colonizer” (153). Through his mythological gaze, he “believes he has found a utopian landscape” that is “perfect for his recreation of the frontier myth” (152). Indeed, John Grady actualizes the Western mythos on the ranch. It is idyllic, lush and well-kept, “well watered with natural springs and clear streams and dotted with marshes and shallows lakes or lagunas” (97). It emerges from the lightning storm “in a deep violet haze” under “red galleries [of] cloudbanks” (93), and seems possessed of a perfect, “golden” lifestyle (93). He tames wild horses, and does it so impressively that his work attracts a crowd. He is respected for his knowledge and is even consulted by the owner of the ranch for his opinions. He goes with Rawlins into the mountains to find horses. He goes to the dancing hall to find love. In Alejandra he discovers not only the most intimate of connections but also the chance of owning “the spread”: the possibility of remaining a cowboy for his entire life. One night, under the stars, he is taken in a moment of silent catharsis:

He lay looking up at the stars in their places and the hot belt of matter that ran the chord of the dark vault overhead and he put his hands on the ground at either side of him and pressed them against the earth and in that coldly burning canopy of black he slowly turned dead centre to the world, all of it taut and trembling and moving enormous and alive under his hands. (119)

As the ranch represents the apparent fulfillment of John Grady’s dream, the landscape responds to that fulfillment. Here we have the emphasis of stars “in their places,” in the way that John Grady has found belonging in a place that corresponds with his desires; the “belt of matter” that is “hot” and “burning” in the way of his passion for Alejandra; the “dark vault” of the sky evoking the ceiling of a church, as though he is in a silent prayer of gratitude for his situation; and finally the landscape “under his hands” in a suggestion of control, as his mythological vision of the landscape affords him a kind of power to “mold his surroundings in order to attain his mythical and idealized frontier” (Lee 163), which he channels to dominate the region in pursuit of his dream.

John Grady’s time on the ranch is short-lived, as his indulgence in a contrived and romanticized lifestyle eventually causes its disintegration. His pursuit of a relationship with Alejandra and his disobedience of Alfonsa leads him to be “thrust out of this adopted landscape” because of “his inability to separate the romanticized vision of the place and the reality of social convention” (Bourne 121). Without the safety of the ranch, and by extension without the illusion of control over his mythological vision, the landscapes of Mexico return to their strange and hostile aspects. In the drive to the prison, lightning appears again in the landscape, reminding him of the ruthlessness of the country: “summer thunderheads were building to the north and Blevins was studying the horizon and watching the thin wires of lightning” (175). Strangeness haunts him: the car passes “feral cattle the colour of candlewax […] like alien principles” before it arrives “in the yard of an abandoned estancia” under the watch of “hawks […] in the upper limbs of a dead tree” (178), all of which culminates in Blevins’s execution. His death sobers their journey, as the mythos John Grady has followed to this point seems futile compared to its mortal consequences.

What follows is the dissolution of the myth. Released from prison, John Grady returns to the ranch to find “the countryside much changed, the summer past” (222); the landscape no longer glows with the same utopian life. In his final attempt to preserve the myth, John Grady seeks out Alejandra. When she rejects his offer of marriage, the last foundation of his cowboy life crumbles. He is left alone and without a ranch. Once again he inhabits the role of the outcast that he did back home in the world of faded fathers and absent mothers. He sees “very clearly how all his life led only to this moment and all after led nowhere at all” (254). The landscape returns to a cold greyness: “a fine rain” falls in the town where he is deserted, and like the snow of San Antonio, it reflects his estrangement. Later on, when John Grady is camped out in the wilderness, McCarthy draws the landscape with a distinct hopelessness: he listens to the “wind in the emptiness” and watches the stars “trace the arc of the hemisphere and die in the darkness” (256). Hunting and killing a doe lead him to perhaps his most revelatory moment, as landscape and mind converge to lay bare everything that John Grady has learned:

The sky was dark and a cold wind ran through the bajada and in the dying light a cold blue cast had turned the doe’s eyes to but one thing more of things she lay among in that darkening landscape. […] He thought that in the beauty of the world there hid a terrible secret. He thought the world’s heart beat at some terrible cost and that the world’s pain and its beauty moved in a relationship of diverting equity and that in this headlong deficit the blood of multitudes may ultimately be exacted for the vision of a single flower. (282)

Cold and alienated, he realizes the failings of his journey: that he could not temper myth with reality, and that the pursuit of a single mythological vision cost him the lives of so many.

At the end of the novel, as John Grady rides into the desert, the bloodred sky is invoked repeatedly. However, it does not signify the fervor for the mythological it did in the beginning of his journey. The figure of the cowboy has been demythologized. He has lived the reality of Mexico and has emerged disillusioned. As he and his horse’s shadow merge, he becomes no longer the performance or the dream of a cowboy but a cowboy of his own. McCarthy mirrors the very same landscape at the beginning of the novel—the redness, the sun coppering his face, and the wind blowing down into the landscape—to illustrate the full circle of John Grady’s character, who begins by crossing into Mexico inexperienced and ends by crossing into Mexico experienced, who begins with an aspiration for Western mythos and ends with a reality of bloodshed and grave mortal cost. He has accepted his role as outcast, relinquishing himself to the world, not to the “ten-thousand worlds for the choosing” of myth (30), but what is real and imminent, the “world to come” (301).

John Grady’s journey into Mexico is rooted in a romanticized perception of Western mythology rather than the actual country he traverses. Mexico and its landscapes function not as a site of genuine cultural appreciation but rather as a mechanism through which he represses his disillusionment with the alienation of his home life and American modernization. Not so much a backdrop as a narrative and thematic guide, the landscapes of All the Pretty Horses map out the condition of the Western mythos in John Grady’s mind, which begins in romantic colours and progresses into sobering forms as the dream is unraveled, as the cowboy is desanctified, and as the mythology is revealed for what it truly is—myth.

 

Works Cited

Bourne, Ashley. “‘Plenty of Signs and Wonders to Make a Landscape’: Space, Place, and Identity in Cormac McCarthy’s Border Trilogy.” Western American Literature, vol. 44, no. 2, 2009, pp. 108–25. JSTOR, http://www.jstor.org/stable/43022719.

Cheuse, Alan. “A Note on Landscape in All the Pretty Horses.” The Southern Quarterly, vol. 30, no. 4, 1992, p. 1401.

Lee, Susan. “The Cost of Dreams of Utopia: Neocolonialism in Juan Rulfo’s Pedro Páramo and Cormac McCarthy’s All the Pretty Horses.” Confluencia, vol. 30, no. 1, Fall 2014,
pp. 152–170.

McCarthy, Cormac. All the Pretty Horses. Vintage Press, 1992.

Sickels, Robert C., and Marc Oxoby. “In Search of a Further Frontier: Cormac McCarthy’s Border Trilogy.” Critique: Studies in Contemporary Fiction, vol. 43, no. 4, 2002, pp.
347–359. https://doi.org/10.1080/00111610209602189.

Occupying the Uninhabited Space: Modernism and Postmodernism in The Dispossessed

Image by iwin, via Unsplash.

by Lena Yang

Ursula K. Le Guin’s novel The Dispossessed: An Ambiguous Utopia leaves an impressive mark in science fiction literature not only for its imaginative world-building and dynamic characters, but also for its ability to navigate the borders between dystopia and utopia, anarchism and capitalism, and, as this paper explores, modernism and post-modernism. Rather than endorsing any single framework, Le Guin uses the events of the novel to discuss the strengths and limitations of each, all the while resisting reductive conclusions that confine her—or her work—to one ideological camp. As Shevek’s journey on Urras unfolds, the novel’s alternating structure—shifting between his present on Urras and his past on Anarres—highlights the shortcomings of each society when placed in contrast to each other. The concept of freedom—along with its promises, contradictions, and limitations—is a central source of tension on both planets. This is especially evident in the pivotal conversation between Shevek and Vea, where the meaning of “freedom” is interrogated and challenged, exposing both Urrasti and Anarresti forms of oppression. These intertwined dynamics of power and freedom can be productively examined through the lenses of modern and postmodern thought—drawing on Nietzsche’s critique, Althusser’s theory of repressive and ideological state apparatuses, and the influence of Taoist philosophy on Le Guin’s vision—illustrating how these seemingly opposing frameworks can coexist, expand our ways of seeing, and reveal that truth, power, and freedom are often best understood through their plurality.

Even among scholars, the precise definition of modernism and postmodernism can be difficult to pinpoint (Madison 166), and this ambiguity extends to how scholars believe The Dispossessed—and Le Guin—should be read. For Tony Burns, Le Guin is a modern realist, citing Le Guin’s own convictions about the existence of “true laws” as proof of her ideological positioning. Others, like Lewis Call, see her work as a vital contribution to postmodern anarchism, placing her firmly within the postmodern camp. Upon closer reading, however, it is evident that Le Guin draws meaningfully from both schools of thought rather than aligning exclusively with either. By contrasting Shevek’s modern idealism with Vea’s Nietzschean postmodern skepticism, Le Guin constructs a narrative space where these opposing worldviews can confront one another in productive dialogue. By resisting rigid ideological classifications, Le Guin forges a kind of “postmodern modernism” or a negative space between the two binaries that reflects her Taoist belief of balance through paradox. This paper argues, therefore, that The Dispossessed is not a defense of modernism or postmodernism, but rather a synthesis of both: embracing contradiction, ambiguity, and unresolved tension as necessary conditions for learning to emerge.

Modernism is commonly associated with a belief in an objective, immutable Truth that can be uncovered through human progress, reason, or innovation. The pursuit may be difficult, but modernists believe that with sincere effort, ignorance and subjectivity can be transcended (Paniagua). Several key distinctions emerge with these core concepts: while modernism is grounded in the pursuit towards a single desirable end goal—postmodernism rejects the notion of absolute truths, instead emphasizing subjective interpretation and skepticism toward grand narratives (Butler). As a result, deconstruction and doubt become central tools in postmodernism to uncover the assumptions embedded in the individual and the society. For postmodern thinkers like Foucault, power is decentralized and woven into everything, from language to cultural teachings. In contrast, modern perspectives tend to locate power within more fixed and rigid categories, such as within the state, military, or formal institutions (Chomsky and Foucault 00:02:13). As we will see, these frameworks can be applied to Anarres and Urras; where Anarres is governed by internalized social conscience, Urras is governed by institutional coercion (Tunick 137).

With this preliminary understanding of modernism and postmodernism, it becomes evident that many aspects of The Dispossessed and Le Guin’s own philosophy can be situated within either framework. A primary example of this interchangeability is seen in Bedap and Tirin’s pointed exchange about the nature of truth. When Bedap asks, “Where, then, is Truth?”, Tirin responses with, “In the hill one happens to be sitting on” (Le Guin 39). According to Burns, there can only be two possible answers to Bedap’s question: “nowhere” or “somewhere.” Tirin’s answer leans toward the former, expressing the relativism central to Nietzschean and postmodern thought. Alternatively, Burns maintains that Le Guin aligns with the latter, reflecting a modern, realist orientation. He substantiates this claim by citing one of Le Guin’s essays, Dreams Must Explain Themselves, in which she writes: “‘the world is orderly, not chaotic…its order is not one imposed by man or by a personal or humane deity. The true laws—ethical and aesthetic, as surely as scientific—are not imposed from above by any authority, but exist in things and are to be found—discovered’” (Burns 101). This suggests a distinctly modern conviction regarding the existence and discoverability of universal laws that stands in contrast to Nietzsche’s relativism and constructivism (Burns 167). Alternatively, Call challenges modernist interpretations that reduce Le Guin’s anarchism to a “conventional challenge to state power and capitalism” (91), arguing instead, that The Dispossessed offers a “much richer social critique” (89). Beyond its surface themes of utopia and anarchism, the novel grapples with a longstanding tension in political theory since Rousseau: how to balance the needs of the individual with the broader social needs of the community. For Call, this tension can only be addressed and understood through a postmodern lens (Call 90-91), explaining his belief that the novel should be read as a distinctly postmodern piece of literature. Faced with such diverging readings, one begins to wonder whether this ambiguity is deliberate on Le Guin’s part. Just as how the people on Anarres and Urras are too complex to be constrained by the ideals they attempt to articulate and fail to live up to (Tunick 137), Le Guin also resists confinement, choosing instead to champion a different kind of message.

Her resistance to producing a fixed and easy answer is reflective of her Taoist influences, in which change and paradox are essential principles. These manifest in the dynamic between Urras and Anarres, along with their respective associations to modernism and postmodernism. As scholar Hilary Jones notes, Le Guin’s resistance towards “endorsing a single tao” (Jones 155)—tao meaning a way, path, method, or teaching—embodies a central tenet of Lao-tzu’s Tao Tzu Ching: to embrace flux and paradox, focusing more on the journey than the end goal. This principle is best articulated by Shevek himself: “there was no end. There was process: process was all. You could go in a promising direction or you could go wrong, but you did not set out with the expectation of ever stopping anywhere” (Le Guin 311). To assume that one path must become the only path is to foreclose the possibility of ongoing change and thoughtful critique of the flaws, strengths, and ambiguities inherent to either planet or philosophical framework (Jones 15). By engaging with the paradoxes that separate ideals from their subsequent realities on Urras and Anarres, Le Guin enables readers to adopt a systemic perspective and “discern ways to integrate and balance paradox’s contradictory terms” (Jones 10). Rather than offering direct answers, Le Guin’s Taoist-influenced methodology encourages readers to form their own conclusions—ones that may resist neat resolution or singular definition, much like the unconventional path she charts herself.

Le Guin’s synthesis of and engagement with both modern and postmodern frameworks is best illustrated in the dialogue between Shevek and Vea. In their exchange at Vea’s home, contrasting models of modern and postmodern power are explored through their lived appearance on Urras and Anarres (Le Guin 206-207). Yet any straightforward mapping of modernism onto Urras and postmodernism onto Anarres is complicated by Shevek’s and Vea’s definitions of freedom. While Vea is a citizen of Urras, a society governed by overt and institutionalized modern power structures, she simultaneously expresses a deeply postmodern skepticism toward the very idea of true freedom existing. Conversely, Shevek maintains a modernist belief in achieving ideal freedom under the right conditions—even as he comes from a society where power and internalized control operates with postmodern subtlety. These layered contradictions and complexities will be examined in the following sections, with their interplay illustrating how modern and postmodern philosophies take shape on both planets and are often inextricably intertwined rather than cleanly divided.

Power on Urras functions mainly visibly via state-controlled institutions such as the police and the government, consistent with modernist conceptions and accurate to Althusser’s description of Repressive State Apparatuses. In Althusser’s essay “Ideology and Ideological State Apparatuses”, he distinguishes Ideological from Repressive State Apparatuses due to the way RSA’s primarily function through violence while ISA’s function primarily through ideology (Althusser 16). This characteristic of RSAs is evident in the way the Ioti government exert their influence over the citizens of A-Io through law and order and movement control. They restrict Shevek’s access to the slums and violently disperse the rally in Capitol Square through force (Le Guin 281). The government’s overt control and influence is reinforced by Chifoilisk’s snide comment that Shevek should listen to the doctor because “[he’s] from the Government, isn’t he?” (Le Guin 68), implying that the state has the authority to influence whom they should or should not listen to. Chifoilisk and Pae are also exceedingly conscious of their roles as secret agents for their respective governments (Le Guin 129), directly supporting the preservation of this top-down system rather than only supporting it unconsciously. However, as Althusser noted, there is “no such thing as a purely repressive apparatus” or a “purely ideological apparatus” (italics added; Althusser 16), and it is evident that components of both exist on Urras. The planet’s stark gender disparities depict how ideological mechanisms work alongside repressive ones to maintain social control. For example, the exclusion of women from academia, the workforce, and political life is so deeply ingrained that when Shevek questions the absence of women in the sciences, Oiie and Pae respond with incredulity—unable to conceive of female scientists existing at all (Le Guin 71). Shevek articulates this systemic inferiority to Vea:

It seems that everything in your society is done by men. The industry, arts, management, government, decisions. And all your life you bear your father’s name and the husband’s name. The men go to school and you don’t go to school; they are all the teachers, and judges, and police, and government, aren’t they? (Le Guin 202).

Even though Vea acknowledges the imbalance, she also trivializes it, joking that “it is perfectly safe to tell them that [women run the men] because they never believe it. They say, ‘Haw haw haw, funny little women!’ and pat your head and stalk off… perfectly self-content’” (Le Guin 202). Her response shows how deeply Urras’ ideological apparatuses—likely through familial, educational, legal, and cultural means—have shaped beliefs about gender roles. These institutions normalize the exclusion of women from positions of power to the point that Vea internalizes and even defends the system. She claims that, if given the chance, Anarresti women would “love” life on Urras, associating feminine fulfillment not with freedom or autonomy, but with material indulgence: “an oil bath and a depilation…pretty sandals, and a belly jewel and perfume” (Le Guin 203). Part of the effectiveness of Urras’ patriarchal system is due to its ability to naturalize domination; when conditioning is internalized, overt repression becomes largely unnecessary.

When contrasting these different systems of power, however, Vea argues that being able to see and name the system controlling you is preferable to not being conscious of it at all—that repressive forms of control are preferred to ideological ones. She makes the postmodern argument that power resides not only in the political and economic structures of the external world, but also internally, in the psychological structure of the individual—something that Shevek and the other Odonians gradually come to recognize as the insidious manner in which power operates on Anarres (Call 99). Constraint on freedom may be imposed on Urrasti citizens through “priests and judges and divorce laws”, but Vea insists that this tangible form of oppression is better than the internalized control practiced on Anarres. At least on Urras, Queen Teaea—the symbol of authority—remains largely external, making it easier to “rebel against her” (Le Guin 207). Whereas the Odonians “just stuck [her] inside, into [their] consciences” but are still “just as much slaves as ever! [They] aren’t really free” (Le Guin 206). Here, Vea is essentially conveying the Foucauldian critique of power, suggesting that laws and punishment are somehow more honest and less intrusive when materialized physically. Of course, Shevek would largely disagree; in his perspective, the act of rebellion on Urras is still “a luxury, a self-indulgence” (Le Guin 254) compared to the defiance he is able to express on Anarres, where resistance is possible without the same fear of violent retaliation. This point is brutally made by the state’s response to the peaceful protest in A-Io near the end of the novel—a turning point that strips away the small appreciations Shevek had developed for Urras and reconfirms the Anarresti view of Urrasti society as horrific and degenerate. However, one may argue that on Anarres, where public opinion substitutes for law, power continues to operate with equal effectiveness but in a more covert manner, relying on ideological state apparatuses rather than repressive ones. It is in this sense that Tunick contends that both societies limit the freedom of the individual, just through different means (Tunick 137). Indeed, as the novel progresses and the timeline on Anarres moves closer to the novel’s present, Shevek and others increasingly recognize the hidden power structures that govern them and their own lack of freedom within them. Tirin, for instance, is ostracized and labeled as “crazy” for transgressing unspoken social norms—a label that becomes self-fulfilling. His experience demonstrates how the informal social pressures on Anarres can constrain and punish individuals as effectively as formal legal systems. All these expressions of power limit individual freedom—an ideal that Le Guin upholds as the highest aim that governments and societies ought to pursue (Benfield 134). This raises a crucial question: what does “freedom” truly entail, and how does its meaning shift when viewed through a modern versus postmodern lens?

For Shevek, the definition of freedom varies throughout The Dispossessed and is multifaceted. In his conversation with Vea, he suggests that Anarresti society is right to internalize figures like Queen Teaea and place moral limits on their freedom since that is “where she belongs” (Le Guin 206). At other points, however, Shevek’s conception of freedom is rooted in self-determination and the capacity for independent thought. He argues that the students at Ieu Eun are ultimately less free than those on Anarres because of their limited ability to think for themselves despite being in “complete freedom from want, distractions, and cares” (Le Guin 120). On Anarres, one may not be “free from anything”—including societal obligations and responsibilities—but one is, at least in principle, “free to do anything” (Le Guin 121). Yet this claim carries a degree of irony, as the events on Anarres reveal how even in an anarchist and revolutionary society, Odonians are never truly free to do “anything.” Shevek’s emphasis on moral boundaries and rational autonomy align with modernist ideals, holding such objectives as desirable and possible. In contrast, postmodernism resists such teleological thinking, with Nietzsche in particular challenging morals to be what governs boundaries when the “value of these values must itself be called into question” (Nietzsche 5). Postmodernism draws attention to the contradictions in the actual practice of such freedom—particularly on Anarres, where people are simultaneously freer than their Urrasti counterparts and yet deeply constrained. One of these subtle constraints lies in the moral conscience of the Odonians, something that Vea identifies as fundamentally at odds with genuine freedom. Vea declares that: “I don’t care about other people and nobody else does, either. They pretend to. I don’t want to pretend. I want to be free!” (Le Guin 207), framing the obligation to follow certain moral codes as a form of restriction. And if the inhabitants of the so-called freest planet in the galaxy are still confined to a degree, a postmodernist is prompted to ask whether true freedom exists at all—and if it does, whether it can ever be truly attained.

Both Shevek and Vea raise valid points about the existence and function of freedom and power on either planet, but to understand Le Guin’s key takeaway, one must go back to her Taoist roots. As Jones observes, the paradoxes and contradictions woven throughout The Dispossessed “enable [Le Guin] to illustrate how producing harmony and equilibrium may require disharmony and agitation and how achieving stability may depend upon embracing constant change” (Jones 155). These principles echo the Taoist embrace of ongoing flux and seeking truth in the contradictions of everyday situations. In foregoing a simplistic and straightforward stance, The Dispossessed privileges fluidity and complexity over fixed ideological positions in its examination of freedom and power.

This emphasis on fluidity makes it clear why The Dispossessed and Le Guin herself cannot be comfortably situated within either modern or postmodern. Instead, the diversity of characters and perspectives within the novel reflect her desire to dwell in the uninhabited space between such binaries. Through Vea and Bedap’s critique of the contradictions and limitations of Odonian life, they reveal that Anarres is far from the flawless utopia it first appears as. Their perspectives complicate any reading of Le Guin as a modern realist by announcing her own skepticism toward the possibility of a fully realized, idyllic society. And while Shevek may be aligned more closely with modernist ideals, it is a mistake to conflate his perspective entirely with Le Guin’s own. Although Shevek is often interpreted as the fictional embodiment of her values, such a reading oversimplifies the complexity of her role as an author crafting not only Shevek, but the full range of characters and ideological frameworks within The Dispossessed. A clear divergence between Shevek and Le Guin’s beliefs can be seen near the end of the novel, when Shevek adopts a more pessimistic and embittered outlook toward Urras following the A-Io protest. To equate Le Guin wholly with Shevek would mean she similarly rejects Urras in its entirety—but this is not the case. Le Guin offers a compelling counterpoint to Shevek through Keng, who advocates for a radically different outlook, asserting that “to me, and to all my fellow Terrans who have seen the planet, Urras is the kindliest, most various, most beautiful of all the inhabited world. It is the world that comes as close as any could to Paradise” (Le Guin 323). Keng represents a postmodern relativist position, emphasizing how context shapes perception in contrast to Shevek’s more absolutist stance. She ends by saying that “[Urras] is alive, tremendously alive—alive, despite all its evils, with hope” (Le Guin 323). Anarres, too, exists in a state of ambiguity and hope: too flawed to be a true utopia, yet grounded in principles strong enough to prevent it from being called a dystopia (Benfield 134). Though Shevek ultimately decides to return to Anarres—a society still resistant to individual freedom, as seen in the persecution of Takver and Sadik (Le Guin 339, 345)—he does not return in defeat. Alongside the Syndicate of Initiative, he chooses to maintain hope and keep pushing forward, committed to “shake up things, to stir up, to break some habits, to make people ask questions” (Le Guin 359). That, ultimately, is Le Guin’s intention as well: not to conform to the norm, but to provoke reflection and challenge complacency.

Several scholars help articulate the transitional, in-between state that Le Guin embraces. Despite Burns’ initial categorizing of Le Guin as a modernist, ultimately, he describes her as a proponent of the principle of change itself rather than as an advocate for any set ideology—a view that closely aligns with the foundations of a Taoist life (Jones 16). He goes on to argue that even the subtitle of The Dispossessed: An Ambiguous Utopia implies there is no straightforward paradise, only an ongoing attempt to reach greater human freedom and fulfillment. For the Odonians, as for Le Guin, there is no fixed destination, “there was process: process was all” (Le Guin 311). In this sense, it becomes less productive to ask whether The Dispossessed or Le Guin are modern or postmodern when both are full of contradiction, indeterminacy, and in a process of change. Tunick likewise notes that when measured against one-sided ideals, both Urras and Anarres reveal themselves as hypocrites. The only viable stance is one of dialectical mediation—precisely the role Le Guin adopts, existing in the uninhabited space between Urras and Anarres, modern and postmodern. Just as Takver’s sculptures of absence enable Shevek to contemplate the meaning in both presence and absence, these material structures articulate the kind of “stability-in-flux” (Jones 11) that best describes Le Guin’s vision. Bedap claims that “change is freedom, change is life—is there anything more basic to Odonian thought than that?” (Le Guin 156). Yet this is a belief the Odonians have evidently lost by the time of the events in The Dispossessed. Shevek’s journey to Urras is thus meant to “restore the possibility—on both worlds—of genuine change” (Ferns 259). And change rarely comes without friction and contention—a reality Le Guin fully understands. Any synthesis between Urras and Anarres or modern and postmodern ideals does not preclude the possibility of tension, contradiction, and conflict (Burns 58). As Burns explains:

In [Le Guin’s] view, if one wishes to grasp this truth then it is necessary that one be able to embrace the ideas associated with both sides in such a dispute, despite the fact that they contradict one another. If one does this then one has succeeded in getting at “the (objective) Truth” of the matter. For one’s views do then succeed in accurately “reflecting” the way things truly are in the world. The world itself just is a paradoxical and contradictory place (Burns 167)

Accepting such a truth may feel discomforting and strange, but, as Le Guin reminds us throughout The Dispossessed, any genuine pursuit of freedom is rarely safe or comfortable.

The Dispossessed does not offer a clear and linear ideological path, nor does it claim to. Le Guin’s use of the juxtaposing worldviews as they exist on Urras and Anarres allows for the exploration and interrogation of modernist and postmodernist philosophies as lived realities. The voices and experiences of Shevek and Vea help expose the tensions, overlaps, and contradictions within both planets, particularly in how they utilize power and freedom in modern and postmodern ways alike. Le Guin’s use of multiple perspectives throughout the novel invites open-ended engagement with these concepts—ones that appear stable but are in fact constantly shifting. Resisting the temptation to preach simple solutions to deeply rooted social and moral problems (Burns 204), Le Guin instead models the Taoist commitment to maintaining balance, paradox, and continued progress. Through the ambiguous nature that surrounds many of the conclusions in The Dispossessed, she urges readers to likewise reject tidy answers and embrace complexity, understanding that human lives and the societies they create are too intricate to be confined within singular ideologies or surface value stereotypes. Understanding the human condition, for Le Guin, is not found in certainty but in the sustained, often uncomfortable work of inquiry.

Scholars such as Tony Burns and Lewis Call may attempt to situate Le Guin and her work firmly within either modernist or postmodernist frameworks, but such reductionist conclusions fall short. The text engages with both perspectives, revealing their tensions and contradictions through the mirrored imperfections of Urras and Anarres and the voices of Shevek and Vea as they confront freedom, resistance, and control. The novel’s exploration of power and freedom is further enriched by applying Nietzschean postmodern critique, Althusser’s theory of ideological and repressive apparatuses, and the Taoist principles that inform Le Guin’s broader vision. Le Guin serves as a mediating force, bridging modern and postmodern values along with the ideological differences between Urras and Anarres. In doing so, she exposes the limits of treating these philosophical systems as merely discrete or oppositional, and frames synthesis, ambiguity, and contradiction not as failures, but necessary grounds for meaningful thought. Her Taoist impulse to balance opposites keeps the novel open to the idea that truth is not singular but shifting. In the end, The Dispossessed suggests that people and the systems they create are too complex to be confined within rigid categories—and that the most honest conclusions may be those that resist neat resolution altogether.

 

Bibliography

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Benfield, Susan Storing. “The Interplanetary Dialectic: Freedom and Equality in Ursula Le Guin’s The Dispossessed.” Perspectives on Political Science, vol. 35, no. 3, July 2006, pp. 128–34. https://doi.org/10.3200/ppsc.35.3.128-134.

Burns, Tony. Political Theory, Science Fiction, and Utopian Literature: Ursula K. Le Guin and The Dispossessed. Lexington Books, 2008.

Burns, Tony. “Science and Politics in The Dispossessed: Le Guin and the ‘Science Wars’.” The New Utopian Politics of Ursula K. Le Guin’s The Dispossessed, edited by Laurence Davis and Peter G. Stillman, Lexington Books, 2005, pp. 195–215.

Butler, Christopher. Postmodernism: A Very Short Introduction. Oxford University Press, 2002.

Call, Lewis. “Postmodern Anarchism in the Novels of Ursula K. Le Guin.” SubStance, vol. 36, no. 2, 2007, pp. 87–105. JSTOR, http://www.jstor.org/stable/25195127. Accessed 18 Apr. 2025.

Chomsky, Noam, and Michel Foucault. Chomsky-Foucault Debate on Power vs Justice (1971). YouTube, uploaded by Philosophy Overdose, 20 July 2021, https://youtu.be/xpVQ3l5P0A4.

Ferns, Chris. “Future Conditional or Future Perfect?: The Dispossessed and Permanent Revolution.” The New Utopian Politics of Ursula K. Le Guin’s The Dispossessed, edited by Laurence Davis and Peter G. Stillman, Lexington Books, 2005, pp. 249–262.

Jones, H. A. (2015). Taoist Spirituality and Paradox in Ursula K. Le Guin’s The Dispossessed. The Journal of Communication and Religion, 38(2), 154–174. https://doi.org/10.5840/jcr201538214

Le Guin, U. K., & Fowler, K. J. (2024). The Dispossessed: A Novel. HarperPerennial Modern Classics.

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Nietzsche, Friedrich. On the Genealogy of Morality. Translated by Maudemarie Clark and Alan J. Swensen, Hackett Publishing, 1998.

Paniagua, Gustavo. “What Is the Difference Between Modernism and Postmodernism.” Slidebean, slidebean.com/blog/difference-between-modernism-and-postmodernism. Accessed 15 June 2025.

Tunick, Mark. “Need for Walls: Privacy, Community, and Freedom in The Dispossessed.” The New Utopian Politics of Ursula K. Le Guin’s The Dispossessed, edited by Laurence Davis and Peter G. Stillman, Lexington Books, 2005, pp. 129–147.

Living Through the Gaze of Others: A Discourse on The Odyssey

Image by Mohamed Ahabchane, via Flickr.

by Amelia Kiessling

In Jean-Jacques Rousseau’s A Discourse on Inequality, a key theme that Rousseau explores is the relation between inequality in civil society and the reality of people living for and through the gaze of others. Rousseau suggests that this reality is a major force behind the inequality within society, acting as one of the chains that people unknowingly “[run] towards” (122). Though Rousseau published the text in 1755, over a thousand years after Homer’s Odyssey was likely composed, there are notable examples of Rousseau’s ideas already in play within the characters and events of The Odyssey, suggesting that these ideas have truth and validity, perhaps even extending back to the age of Ancient Greece. If we observe in particular the character of Odysseus in comparison with a few key passages from A Discourse on Inequality, along with supporting evidence from Frederick Neuhouser’s Rousseau’s Theodicy of Self-Love: Evil, Rationality, and the Drive for Recognition and George E. Dimock’s “The Name of Odysseus,” the resemblance between Rousseau’s position and Odysseus’s nature is striking.

Odysseus is at once a cunning, powerful warrior and a highly egotistical man. Throughout The Odyssey, as Odysseus ventures back home to the island of Ithaca after the Trojan War over the course of many years, he continually finds himself stranded and in life-and-death situations. This is certainly not by chance. Odysseus is a character obsessed with glory and how the world perceives him, constantly looking for new, dangerous opportunities to gain renown. He is focused on and driven by the gaze of others to a fault, harming himself and those around him in the process. Like Rousseau suggests about the people living in what he deems civil society, Odysseus “knows how to live only in the opinion of others” (136). In order to further analyze the similarities between Rousseau’s ideas and Odysseus’ character, let us closely examine each passage and its evidence in Homer’s Odyssey.

Before civil man begins to live through the gaze of others, Rousseau writes that first comes the establishment of property through the cultivation and division of the land. It is after this that talents come to be prized, as “the stronger did more productive work, the more adroit did better work, [and] the more ingenious devised ways of abridging his labour” (Rousseau 118). This is where Rousseau believes that people then begin to live for the gaze of others, as personal strengths and skills become very important and, as a result, people have to find a way to demonstrate said qualities, whether real or false. After this, Rousseau continues,

…it is easy to imagine the rest. I shall not pause to describe the successive invention of the other arts, the progress of language, the testing and employment of talents, the inequality of fortunes, the use and abuse of riches, and all the details which follow from this… (118)

This brings us to Odysseus’ time, where social ranks and certain forms of laws and government have been established, even if in somewhat rudimentary form. Moreover, individual qualities and strengths are highly valued, and the way one appears to others is necessary to maintain or improve one’s status and public image. It is of this early stage of civil society that Rousseau writes:

Behold all the natural qualities called into action, the rank and destiny of each man established, not only as to the quantity of his possessions and his power to serve or to injure, but as to intelligence, beauty, strength, skill, merit or talents; and since these qualities were the only ones that could attract consideration it soon became necessary either to have them or to feign them. It was necessary in one’s own interest to seem to be other than one was in reality. Being and appearance became two entirely different things, and from this distinction arose insolent ostentation, deceitful cunning, and all the vices that follow in their train. (118-119)

Odysseus is remarkably resemblant of this description, firstly through his role as king. A king with power over all of Ithaca, as well as a warrior who has commanded an entire army, Odysseus is among those of high rank. This power is determined through many different things, such as his wealth, or “quantity of … possessions” (Rousseau 119), as well as his might, or “power to serve or to injure” (Rousseau 119). But, moreover, his ranking is also solidified by his “intelligence, beauty, strength, skill, merit [and] talents” (119), as Rousseau lists in the passage above. Odysseus is famed for his deceitful wiles and his strength in battle, with which he helped win the Battle of Troy; he also uses both in The Odyssey itself, notably employing the former as a strategic method regularly throughout the epic, and it is these qualities and his prior achievement in Troy that make up and uphold his legacy. This legacy is perhaps equally as important to his societal rank as his title as king is, as it is through this that Odysseus “attract[s] consideration” (Rousseau 119), such as can be measured in the hospitality he receives from the Phaeacians, for example—and as opposed to the lack of hospitality he later receives from the suitors awaiting in Ithaca. However, this reality manifests as a dangerous flaw for Odysseus, as he continually seeks out danger, looking for new feats to add further renown to his name. He does not seem to be able to do without them, placing his own sense of self-esteem, or Rousseau’s amour-propre, in the praise and attention he gains from other people.

However, according to Frederick Neuhouser’s Rousseau’s Theodicy of Self-Love: Evil, Rationality, and the Drive for Recognition, “the immediate and primary end that amour-propre seeks is not self-esteem” (34), but “esteem (or recognition) in the eyes of others” (34). He continues,

This is not to say that self-esteem is not an important good, nor that those who have amour-propre do not desire it. Rousseau’s point, rather, is that beings who possess amour-propre care about the good opinion of others directly and for its own sake, independently of its role in producing or reinforcing self-esteem. (Neuhouser 34)

According to Neuhouser’s explanation, amour-propre is not searching for self-esteem, but rather for recognition, and furthermore what that recognition itself can bring. The search for self-esteem and recognition may go hand in hand, but what is distinctive about amour-propre is that it seeks the appreciation of others independently of the search for external reinforcements of self-esteem: the recognition of others has inherent value, due to what benefits it may bring, outside of whatever boosts it may provide to one’s self-esteem. Thus, Odysseus may not necessarily be placing his sense of self-esteem in the opinions of others, but, at the very least, he is actively pursuing others’ recognition and acclaim.

Odysseus is also quite representative of the rest of Rousseau’s above description, or in particular the idea of “being and appearance [becoming] two entirely different things” (Rousseau 119). Many times throughout The Odyssey, Odysseus chooses to “seem to be other than [he] is in reality” (Rousseau 119) as a method of gaining an advantage in the situations he encounters. He regularly adopts the identity of ‘nobody,’ using his characteristic “deceitful cunning” (Rousseau 119) to trick those around him—first as a method of self-preservation, but also allowing him to later reveal his true identity and gain the powerful recognition from others that he so desires.

This idea of Odysseus taking on the role of ‘nobody’ can be observed in his encounter with the Cyclops, Polyphemus. When Polyphemus discovers Odysseus and his crew have broken into his cave, he does not take up the role of hospitable host that the men hope for. Rather, he violently rips apart and eats some of the crew, leaving the rest terror-stricken and hoping desperately for a chance to escape. Odysseus quickly comes up with a plan to incapacitate Polyphemus, first by making him drunk and then by blinding him by stabbing him through his singular eye. As Odysseus coaxes the Cyclops to drink the wine, Polyphemus demands that he reveal his name. Rather than answering honestly, Odysseus responds, “Nobody— that’s my name. Nobody— / so my mother and father call me, all my friends” (Homer 9.410-411). This is a cunning move, as later, once Odysseus has blinded Polyphemus, he cries out for help, only to tell his friends that he has been attacked by ‘nobody’: “Nobody’s killing me now by fraud and not by force!” (Homer 9.454-455). Believing that Polyphemus is alone and suffering from a plague sent by Zeus, from which “there’s no escape” (Homer 9.459), his friends do not come to his aid. In this situation, it truly is vital to Odysseus’ “own interest to seem to be other than [he] is in reality” (Rousseau 119), as it means the difference between life and death. Though the distinction between being and appearance is not portrayed in such life-and-death terms in the Discourse on Inequality, nonetheless, as Rousseau suggests, it is from this distinction that “deceitful cunning” (119) comes about, as is evident in this situation where Odysseus uses it to his advantage.

In fact, Odysseus uses this strategy more than once. He similarly takes up the identity of ‘nobody’ on the island of Phaeacia. When he first arrives, he is freshly shipwrecked, bedraggled, and fully naked. Not only is he a nobody in the sense that he is a foreigner and a stranger, but he is also a nobody because he is naked: he is in his most natural physical form, without clothing to provide any preconception about his character or his rank (although, of course, he also appears unkempt). Thus, when Nausicaa discovers him, her moral character as host is tested, considering the societal expectations present in ancient Greek society, though inactive in Rousseau’s modern civil society. Heeding these expectations, Nausicaa provides Odysseus with clothing, and Athena then transforms his appearance from disheveled to glorious, but Odysseus maintains his identity as a stranger, leaving his name undisclosed. This tactic again acts as a precaution, allowing Odysseus to discern the character of the Phaeacians before taking the risk of revealing his true identity.

But this strategy that Odysseus employs not only helps him survive: it gives him the opportunity to then have a grand reveal of his true identity. After Odysseus and his crew make a narrow escape from the Cyclops’ island on their ship, Odysseus cannot help but yell after Polyphemus and reveal his identity, despite now being free:

Cyclops— / if any man on the face of the earth should ask you / who blinded you, shamed you so— say Odysseus, / raider of cities, he gouged out your eye, / Laertes’ son who makes his home in Ithaca! (Homer 9.558-562)

Odysseus’ desire for attention takes over, and he tells Polyphemus his name in order to shame him further while bringing glory to himself. But, along with this reward of glory, this act is almost rewarded with a guest gift: another benefit that comes with consideration, as referred to earlier with the Phaeacians. As Polyphemus hears Odysseus’ declaration, he realizes that this event, in which he has been blinded, was prophesied many years ago. Polyphemus then seems to switch his intentions: first being keen on destroying Odysseus and his men, he now seems to come to terms with the offense, in fact appearing to welcome Odysseus as he calls him back to give him a “guest-gift” (Homer 9.575), and to “urge Poseidon the earthquake god to speed [him] home” (Homer 9.576). Odysseus’ reputation, which Polyphemus is aware of through the prophecy, changes his view and treatment of Odysseus. While Odysseus was previously a nobody to him, he now instead counts as somebody, and thus Polyphemus changes his behaviour.

According to George E. Dimock’s “The Name of Odysseus,” “[t]his cry of defiance [the revealing of his name] is thought to be foolish of the wily Odysseus, no less by his crew than by the critics, but it is in reality, like the boar hunt, a case of deliberate self-exposure for the purpose of being somebody rather than nobody” (55–6). Odysseus’ choice to reveal his identity to Polyphemus may seem rash or unwise, but it is an intentional act to transform from ‘nobody’ into somebody, and it is, in fact, rewarded by the Cyclops. Along a very similar line, Neuhouser writes the following in an analysis of Rousseau’s amour-propre:

For now it is sufficient to note that to ‘be someone’ — the ultimate aim of amour-propre— is, in part, to ‘count as someone’ for other subjects … What a being with amour-propre seeks, then, is not only, or primarily, a mere sentiment but a confirmation of its being as a self, which, more than just a feeling, is a public object in the sense that it is partially constituted by what others think of it. (36)

If Odysseus did not declare his name, he would forever be ‘nobody’ to Polyphemus, thus lacking the “confirmation of [his] being as a self” (Neuhouser 36), and thus not being offered a guest gift from Polyphemus. Therefore, by boldly proclaiming his name, he claims the conquest of Polyphemus as his own, tying it to his identity and his legacy, and gaining his longed-for recognition.

However, it is after this that Odysseus calls aloud again to reject Polyphemus. Rather than returning to shore to accept his guest gift, he verbally batters him and incites him to throw yet another boulder after the ship. With this in mind, Odysseus is also representative of Rousseau’s ideas in yet another way. More than revealing his name as a method of acquiring renown, this choice, along with his choice to further taunt Polyphemus afterwards, can also be seen as a tactic of making up for the pride he lost when Polyphemus ate some of his crewmates. By first getting revenge on Polyphemus and then by showing him to whom he lost, Odysseus is able to regain this lost pride. Just as Rousseau describes the development of man upon “[learning] to value one another” (Rousseau 114) and understanding the idea of consideration of one another,

…henceforth every intentional wrong became an outrage, because together with the hurt which might result from the injury, the offended party saw an insult to his person which was often more unbearable than the hurt itself. (Rousseau 114)

The injury that Odysseus feels towards his pride inspires him to not only take revenge on the Cyclops, but to take said revenge one step too far, taunting and rejecting Polyphemus even after he offers to make amends. In consequence, Polyphemus launches two enormous boulders after his ship, one before Odysseus’ taunting and another after. More significantly, by blinding Polyphemus, Odysseus incites the wrath of Poseidon, who significantly extends Odysseus’s journey home with additional hardships. Here, Odysseus’ character is evidently quite like Rousseau’s characterization of the emergent civil man.

But Odysseus is also interestingly like Rousseau’s depiction of civil man even through the meaning of his name. In Dimock’s comments quoted above regarding Odysseus’ proclamation of his name to Polyphemus, he briefly refers to the “boar hunt” (56) in Book 19. This boar hunt is an event from Odysseus’ past, in which he had participated with his grandfather, Autolycus, and for the first time lived up to his name (Dimock 55). Odysseus is translated as meaning “Son of Pain” (Homer 19.464) in Robert Fagles’ translation of The Odyssey, though Dimock explores other translations in his essay, “The Name of Odysseus.” But in both Fagles’ translation and the translations that Dimock discusses, pain is a central idea: it is in this boar hunt that Odysseus gains his first victory, courageously charging at and killing the boar, but also gains his first experience with pain, as he is left with a scar after the boar stabs him in the leg. Thus, Odysseus earns his name as both a “causer of pain” (Dimock 55) and a “sufferer” (Dimock 55). Moreover, he is celebrated by his family, making his first time receiving major acclamation from others linked to his first major experience of pain. Relating this to the idea of recognition that is so important to Odysseus, Dimock states:

To be Odysseus, then, is to adopt the attitude of the hunter of dangerous game: to deliberately expose one’s self, but thereafter to take every advantage that the exposed position admits; the immediate purpose is injury, but the ultimate purpose is recognition and the sense of a great exploit. (55)

As Dimock reveals, recognition is closely tied to Odysseus’ identity through its tie with his name. Thus, with the pursuit of recognition being so important not only to Odysseus’ character but to his name and identity, Rousseau’s amour-propre is distinctly relevant. Odysseus’ very identity exists in amour-propre, in seeking the praise and approval of others. Moreover, the meaning of Odysseus’ name, and therefore the expectation that comes along with it, could, in its own right, be seen by Rousseau as an invention of society that restricts social man. Hence, Odysseus truly “derives the sense of his own existence” (Rousseau 136) from the judgements of others, as his identity practically revolves around them.

The relevance of Odysseus’ character to Rousseau’s description of “social man” (136) can also be observed through his behaviour while on the island of Phaeacia in Book 8. After Odysseus has arrived and has been helped by Nausicaa, the Phaeacians warmly welcome him and host a series of contests as a show of skill in his honour. Odysseus simply watches at first, until he is taunted by Prince Laodamas and the champion Broadsea to participate. Thus incited, Odysseus reveals his unmatched strength and dexterity in discus. As a warrior and veteran, he is insulted by Broadsea’s mocking words and the provocation to partake in the challenge, trivial and nugatory compared to the feats he has performed. As he takes up the challenge, he picks a discus that is “huge and heavy, more weighty by far than those the Phaeacians used to hurl and test each other” (8.217-218). Like the feat he later performs of stringing his bow, this is a challenge that no other can take up. Thus, Odysseus severely outperforms the other competitors, who are unable to wield such a discus, then boasts of his skills. This is not simply out of a naturally competitive nature, if we look through the lens of Rousseau’s ideas. Rousseau states,

I would observe to what extent this universal desire for reputation, honours and promotion, which devours us all, exercises and compares talents and strengths; I would show how it excites and multiplies passions, and how, in turning all men into competitors, rivals or rather enemies, it causes every day failures and successes and catastrophes of every sort by making so many contenders run the same course… (132–3)

From this perspective, Odysseus’ competitiveness stems from a societal desire for honour, praise, and respect. This desire leads people to compare themselves to one another, “[exciting] and [multiplying] passions” (Rousseau 133), which in Rousseau’s account ultimately ends in disaster. In this situation, though Odysseus’ showing off leads to some tension with the king and people of Phaeacia, it does not have outright disastrous consequences—at least, for him.

We can also observe Rousseau’s discussion of social man as “[living] only in the opinion of others” (136) in Odysseus’ storytelling, notably in the palace at Phaeacia. It is when Odysseus begins to tell his story, on the prompting of King Alcinous, that he finally reveals his name. He says, “I am Odysseus, son of Laertes, known to the world / for every kind of craft— my fame has reached the skies” (Homer 9.21-22). Odysseus cannot tell his story without telling his name, as he links his storytelling to his identity; he must have others know who he is and what he has accomplished, as these accomplishments would mean nothing to him if there was no one to know that they had happened and that the credit belongs to him. This is not unlike the encounter with Polyphemus: like Odysseus reveals his name only after defeating the Cyclops, here he reveals his name only after he defeats all the other competitors in the discus challenge. His name is tied first to pain, both inflicting and experiencing it, and then to recognition for this pain.

Rousseau states that, ultimately, social or civil man “[attaching] importance to the gaze of the rest of the world” (136) is the cause of the many troubles that are faced in society, as people pile these troubles on themselves in pursuit of honour and success. Rousseau writes:

Civil man, on the contrary, being always active, sweating and restless, torments himself endlessly in search of ever more laborious occupations; he works himself to death, he even runs towards the grave to put himself into shape to live, or renounces life in order to acquire immortality. (136)

This is evident throughout almost the entire story of The Odyssey, in which Odysseus continually finds himself in, or propels himself into, dangerous and life-threatening situations. Though he claims he wants to return home, he repeatedly puts himself in difficult circumstances just to gain renown, “[renouncing] life in order to acquire immortality” (Rousseau 136) of name and legacy. The many challenges Odysseus faces, such as multiple shipwrecks and inconveniences in consequence of inciting Poseidon’s wrath, are a result of his own rash and selfish decisions made with the gaze of others at the centre of his mind. Odysseus puts these challenges upon himself out of his obsession to appear powerful, heroic, and honourable, regardless of the cost—even if that cost is pain, suffering, and risk of death to both himself and others, hence displaying a self-love fully at the service of amour-propre.

There is one exception to this passage, however: Odysseus’ time on Calypso’s island in Book 5. Stranded on the island of Ogygia, far away from Ithaca, Odysseus is miserable, ostensibly longing for his family and his home. Calypso will not let him go, desiring to have him as her lover and even offering him immortality to entice him. Nonetheless, Odysseus resists and remains trapped on Calypso’s island paradise. Though it truly is a paradise, Odysseus suffers severely, despite having no “laborious occupations” (Rousseau 136) to seek. Moreover, rather than “[renounce] life in order to acquire immortality” (Rousseau 136), Odysseus does the exact opposite. When offered true, literal immortality, he rejects it. For, as put by Dimock, “[t]hough [Calypso] offer[s] immortality, not death— an immortality of security and satisfaction in a charming cave—it is still an immortality of oblivion, of no kleos [recognition], of nonentity” (Dimock 58). Eternity with Calypso would mean giving up his legacy and any future recognition he might gain, or rather regain (after losing much of his hard-earned riches and pride from Troy), and it is for this reason that he suffers. Odysseus suffers from a lack of suffering, as his identity is so closely related to his experience of pain, and his experience of pain is so closely tied to the recognition he receives from others. Eternity with Calypso would mean that Odysseus would truly become ‘nobody,’ and that would contradict his entire character and identity that is so based in the gaze of others, whether that be the gaze of other human beings, or the gaze of the gods: as Athena says, “my heart breaks for Odysseus, that seasoned veteran cursed by fate so long” (Homer 1.57-58).

Jean-Jacques Rousseau’s suggestion that “social man lives always outside himself” (136) is very much supported by the character of Odysseus in The Odyssey. His identity can many times be observed to be based in Rousseau’s amour-propre, not only in his actions but even in the meaning of his name. There are many instances in which Odysseus demonstrates a desire for the awe and approval of others, even though this desire brings him hardships and grief. Reflecting on Rousseau’s ideas and their evidence in The Odyssey, readers can be inspired to bring such perspective to their own lives, and how they themselves may be living through the gaze of others, and at what benefit or cost.

 

Bibliography

Blumberg, Naomi. “Odyssey.” Encyclopedia Britannica, 9 Sept. 2024, www.britannica.com/topic/Odyssey-epic-by-Homer. Accessed 1 Dec. 2024.

Dimock, George E. “The Name of Odysseus.” The Hudson Review, vol. 9, no. 1, Spring 1956, pp. 52-70, ProQuest, www.proquest.com/magazines/name-odysseus/docview/1296489374/se-2.

Homer. The Odyssey. Translated by Robert Fagles, Penguin, 1997.

Neuhouser, Frederick. Rousseau’s Theodicy of Self-Love: Evil, Rationality, and the Drive for Recognition. Oxford UP, 2008.

Rousseau, Jean-Jacques. A Discourse on Inequality. Penguin, 1984.

Deforestation of the Mind: The Inevitable Dangers of Cultivation and the Bliss of Ignorance in Mary Wollstonecraft’s Letters Written During a Short Residence in Sweden, Norway, and Denmark

Image by John Rabone Harvey.

by Joshua Lofting

Where does human happiness reside? This is a question Mary Wollstonecraft frequently contemplates in Letters Written During a Short Residence in Sweden, Norway, and Denmark. In the text, she provides two potential answers to this question: “[h]as it taken up its abode with the unconscious ignorance, or with thee high-wrought mind?” (Wollstonecraft 108). In other words, is ignorance bliss, or does happiness come from a developed, imaginative mind? In terms of society, she poses imagination and curiosity as the primary factors that separate the ‘primitive,’ ‘barbaric’ societies from the developed ones that she encounters on her journey through Scandinavia. In his paper, “Wollstonecraft and World Improvement”, Mark Canuel considers the depiction of societal progression in the text, crucially noting how “[Wollstonecraft’s] hopes for a future of ‘benevolence’ and ‘industry’ depend on her mind’s powers of imagination” (141). Imagination – cultivation of the mind – leads to development, but development is not always depicted as completely beneficial in the text. Throughout Letters, Wollstonecraft’s vast imagination frequently drags her down into deep pits of misery, exacerbating the deep depression that haunts the text. Because of her depression, she appears to envy those with uncultivated minds who live lives devoid of imagination. Her mind – as she sees it – has become overcultivated, but as Ágnes Péter suggests in her paper, “Who is at the Helm? Mary Wollstonecraft’s Contribution to the Romantic Construct of the Imagination”, her vast imagination is not something she can necessarily even control. Péter describes how Wollstonecraft herself arrived at “a definition of the imagination as the supreme mental faculty” (613) – that the only thing controlling the imagination is the imagination itself. Despite how Wollstonecraft establishes imagination as a powerful tool in the development of self in relation to the natural world, as well as a powerful tool in the development of civilization, it is also made clear many times throughout the text that imagination in excess is dangerous and to an extent uncontrollable, causing Wollstonecraft to believe that ignorance, in contrast, is the only path to true bliss.

Throughout her journey in Scandinavia, the natural world often inspires Wollstonecraft’s imagination to enter profound thought. Her eloquent observations of the picturesque, the sublime, and the beautiful always tend to turn inwards into self-reflection. This is seen in the beginning of Letter VIII where, after waking from sleep in the ruins of a fort on a mountain near the shore, she takes in the scene and regards how “[e]very thing seemed to harmonize into tranquility”, and goes on to describe at length the vast beauty of her surroundings, which all leads to her measuring the temperature of her soul, coming to the conclusion that “[she] must love and admire with warmth, or [she will] sink into sadness.” (Wollstonecraft 97). Wollstonecraft also often admires the many cultivations of the lands she passes through, including them and their labourers in the picturesque portraits she paints, thereby rejecting the conventions of aestheticism. As she says as she passes through the Sweden countryside, “[t]he little cultivation which appeared did not break the enchantment” (Wollstonecraft 76), and thus these cultivations contribute to the picturesque and the beauty of the natural world rather than detract. This “enchantment” that Wollstonecraft refers to is something that Canuel takes note of. As he puts it, “her use of the word ‘enchantment’ leaps off the page, for the resonance of that word suggests that she is not simply providing contrasting views aligned with celebrated thinkers who were well known to her. ‘Enchantment,’ rather, connects with other expansive states of mind—most often described as ‘imagination’—and of the enlivened ‘soul’ described throughout the letters” (Canuel 140). Thus, it is a different kind of cultivation that allows one to appreciate and ponder this enchantment in the first place: the cultivation of the mind. As Wollstonecraft insists, “the cultivation of the mind, by warming, nay, almost creating the imagination, produces taste, and an immense variety of sensations and emotions, partaking of the exquisite pleasure inspired by beauty and sublimity” (Wollstonecraft109). Cultivating one’s mind, like the labourers cultivate the land, creates opportunity for observation and profound self-reflection through imagination.

But what happens when the land is cultivated too extensively? The woods become deforested, cleared away for more farmland, as is seen in the countryside of Norway. As Wollstonecraft puts it, “[n]ecessity will in future more and more spur them on; for the ground, cleared of wood, must be cultivated, or the farm loses its value: there is no waiting for food till another generation of pines be grown to maturity” (131) – further cultivation of the land is prioritized over replanting the trees that have been cut down. Such industry cannot be sustained forever though, for the slow removal of the natural world creates lasting negative environmental effects on the climate. Such is the case when Wollstonecraft later comes across a forest devastated by wildfire. She describes that the fires were caused by “the wind suddenly rising when the farmers [were] burning roots of trees, stalks of beans, &c. with which they manure the ground” (134). As a result, this carelessness of the farmers as they seek to further cultivate their land causes “[t]he soil, as well as the trees, [to be] swept away by the destructive torrent; and the country, despoiled of beauty and riches, is left to mourn for ages” (134). The industriousness of cultivation seems destined to reach this desolation, this point of no return, ultimately taking an irreparable toll on the natural world.

Thus, the cultivation of the land is invariably tied to the cultivation of the mind in the text. As Canuel points out in his paper, “while the imaginative work in Wollstonecraft’s text may appear to be abstracted from conditions of cultivation […] it would be still more accurate to describe it as enabling an inventive commentary on those conditions” (140) – she uses the cultivation of the land as a lens in which to view the cultivation of the mind, and vice versa. So, by extension, there is a parallel between the overcultivation of the land and the overcultivation of the mind, the overindulgence of imagination. There are many instances in the text where Wollstonecraft sinks too deep into her imagination, and in these cases her reflections from observations of the world route to dark places. When she arrives in Sleswick, the sight of the soldiers she sees training there only serves to magnify her depression at this point in her journey. She comes to the bleak conclusion that “[c]hildren peep into existence, suffer, and die; men play like moths about a candle, and sink into the flame: war, and ‘the thousand ills which flesh is heir to,’ mow them down in shoals, whilst the more cruel prejudices of society palsies existence, introducing not less sure, though slower decay” (166). In a similar fashion in Norway, “[a] rainy morning [prevents her] enjoying the pleasure the view of a picturesque country would have afforded [her]” (125). Her reflections on the fact that she cannot enjoy the beauty surrounding her that she nevertheless acknowledges exacerbate the “black melancholy [hovering] round [her] footsteps” (125), deepening her misery.

In these situations, having such a cultivated, clear-cut, imaginative mind causes Wollstonecraft to think too much, and thus perpetuate her sadness – her imagination becomes its own wildfire wreaking desolation and misery upon her mind. Just like the overcultivation of the land, the overcultivation of the mind has negative, near-fatal after-effects; her imaginative musings on the world amplify her bleak outlook on life, and this most likely contributes to her second attempted suicide after returning to England. As she sees it, “[n]ature is the nurse of sentiment, —the true source of taste; —yet what misery, as well as rapture, is produced by a quick perception of the beautiful and sublime” (86) – her vast imagination has a profound effect on her state of mind, and not always for the better.

But, while one may be able to choose to stop cultivating the land, to what extent can one stop cultivating their mind? Frequently throughout Letters, Wollstonecraft depicts instances in which her imagination seems to control her, like when she describes how her “imagination hurries [her] forward to seek an asylum in such a retreat from all the disappointments [she is] threatened with” (132). She even characterizes it as its own entity as she writes, “[i]n solitude, the imagination bodies forth its conceptions unrestrained, and stops enraptured to adore the beings of its own creation” (105), or when she describes how “[e]motions become sentiments; and the imagination renders even transient sensations permanent, by fondly retracing them” (87). In these passages, it begins to become clear that the only thing in control of Wollstonecraft’s imagination is her imagination itself.

In her paper, “Who is at the Helm? Mary Wollstonecraft’s Contribution to the Romantic Construct of the Imagination”, Ágnes Péter expounds on this idea, analyzing Wollstonecraft’s depiction of the imagination in Letters and other her published works. Péter outlines how Wollstonecraft “[replaces] reason with imagination as the distinctive attribute of the human mind”, later arriving at “a definition of the imagination as the supreme mental faculty” (613). Thus, from the perspective spearheaded by Wollstonecraft herself, it is imagination that trumps all other mental faculties, imagination – not reason – that dictates one’s thoughts. Péter explains that Wollstonecraft contributed to “[t]he valorisation of the imagination in the Romantic anatomy of the mind” in her works with the revolutionary idea of “the imagination taking over the place at the helm [of the mind]” (616). As has already been discussed, in Wollstonecraft’s eyes, it is in “growing intimate with nature, […] unseen by vulgar eyes” that “[gives] birth to sentiments dear to the imagination, and inquiries which expand the soul, particularly when cultivation has not smoothed into insipidity all its originally of character” (Wollstonecraft 68) – it is through an intimacy with nature that imagination is cultivated. But once cultivated, it is imagination that is at the helm, in the driver’s seat, “[i]magination which moves the whole personality of man” (Péter 629). Thus, the overcultivation of the mind, unlike the overcultivation of the land, is not something one can necessarily ever control.

Wollstonecraft is not just concerned with posing imagination and the cultivation of the mind as powerful tools in understanding the self, however – she also poses them as powerful tools in the development of society. Through her observations of the many civilizations she comes across throughout Scandinavia, Wollstonecraft frames cultivation of the mind as the sole factor that separates the primitive from the refined. When approaching a retreat after she first arrives in Sweden, the people there remind her that “men who remain so near the brute creation […] have little or no imagination to call forth the curiosity necessary to fructify the faint glimmerings of mind which entitles them to rank as lords of the creation” (54). She believes that imagination and curiosity are the traits that progress society to higher levels, that cultivation of the mind is what leads to the cultivation of the land.

There are various points throughout Letters where Wollstonecraft praises this societal progression, like near the beginning of Letter II where she states, “[t]he more I see of the world, the more I am convinced that civilization is a blessing not sufficiently estimated by those who have not traced its progress” (61). Here she regards societal development as a blessing, a blessing that is only attainable through cultivation of the mind. As Mark Canuel puts it, “social improvement […]—by which Wollstonecraft most often means general happiness or the common good—arises from an enthusiastic dream” (141). This idyllic, imaginative dream is how societal progress is brought about, and Wollstonecraft at points in Letters appears to relish in the fruits of this labour.

Again, however, this kind of cultivation can be taken too far. Civilizational development eventually leads to industrialization, and industry gives rise to commercialism and capitalism. Wollstonecraft vehemently criticizes these practices throughout the text, believing that they bring out the worst in humanity. As she passes through Norway and encounters an underlying sense of greed in the country, she describes “a shrewdness in the character of these people, depraved by a sordid love of money which repels [her]” (Wollstonecraft 117). She is appalled by those that only seek to accumulate wealth and property; in her eyes, “[a] man ceases to love humanity, and then individuals, as he advances in the chase after wealth” (174). And in Denmark, she concludes that as civilization progresses, “a rapacity to accumulate money seems to become stronger in proportion as it is allowed to be useless” (152). People in these societies are split apart from each other in their chase for wealth and power, but as Wollstonecraft suggests, these things are useless, are mere illusions in the end. Within these passages her previous praise of societal progression appears to be contradicted, but as Canuel puts it, “her aim [in the book] is not simply to oppose the notion of progress […] but rather to recover and revise it so that it is disarticulated from a conventional logic of gradual improvement” (140). As she sees it, there are points where societal progress eventually stops being gradual improvement and can be taken too far. If it is true that imagination is what drives innovation and industry, then its eventual resulting commercialism is what creates inequality and widens the gulf between members of society, creates boundaries between the poor and rich, and all of this incites unhappiness in the hearts of many.

So, who is happier then? Those with refined, imaginative minds caught up in the throes of a complex world of industry and philosophical thought, or the primitive, barbaric people who lack imagination, and are unaware of their potential? Wollstonecraft does not come to any easy answer regarding this question, for despite the benefits one may envision in ignorance, she believes that there is a certain weariness that comes with a lack of imagination. She states that “those who, defective in taste, continually rely for pleasure on their animal spirits, which not being maintained by the imagination, are unavoidably sooner exhausted than the sentiments of the heart” (121). Those who pursue creature comforts will inevitably become bored, and those comforts will lose their effect, and a lack of imagination and the ability to cultivate one’s mind will only perpetuate their wearisome stasis in development.

She also suggests that friendship and love cannot be sustained in ignorance because, as she writes, “it requires more cultivation of mind to keep awake affection, even in our hearts, than the common run of people suppose” (120). Péter further expands on this idea in her paper as she analyzes how Wollstonecraft “recognizes that the trinity of reason, love, and virtue is to be complemented by imagination which idealizes the object of love and gives permanence to desire” – in her eyes, “[l]ove as a physical appetite is purified and elevated by the imagination” (628). Therefore, a life of ignorance is also a life devoid of love and true connection, which further complicates the appeal of an uncultivated mind.

Despite these complications, she depicts a goodness that comes with ignorance as well. As she discusses the inhabitants of Sweden, she concludes that “[her] fancy has probably, when disgusted with artificial manners, solaced itself by joining the advantages of cultivation with the interesting sincerity of innocence, forgetting the lassitude that ignorance will naturally produce” (Wollstonecraft 72). Here she suggests a happy medium that can be made between ignorance and cultivation and highlights a solace of innocence and simplicity that ignorance provides. It is important to mention, though, that this conclusion is framed as an imaginative act – she arrives at it because of her ‘fancy’. In this context, this happy medium of cultivation and ignorance that she finds solace in comes across as no more than fantasy, an impossible dream. So, when it comes to choosing between one or the other, Wollstonecraft tends to lean towards wishing for ignorance rather than further cultivation of the mind, believing that “if contentment be all we can attain, it is, perhaps, best secured by ignorance” (131). The use of the word ‘best’ is crucial here for, as has already been acknowledged, there are certain disadvantages to ignorance, but overall Wollstonecraft frames it as more beneficial to attaining happiness than the alternative. Thus, in her eyes, ignorance is not necessarily bliss in and of itself but bliss by comparison, for as she sees it there is more contentment to be had in ignorance than in imagination and development.

Herein lies the most crucial point of Wollstonecraft’s many musings on cultivation: she views ignorance as more desirable compared to her own mental state. In the notes of the Broadview Press edition of Letters, editor Ingrid Horrocks provides some important context regarding Wollstonecraft’s life at the time of the voyage. “Wollstonecraft had been sick during much of 1795” Horrocks writes, outlining the backdrop of the book, going on to describe how “[t]his physical sickness was compounded by the deep depression she had entered” (Wollstonecraft n98). Canuel provides similarly helpful context in his paper, explaining how the book was written “in the wake of two attempted suicides following the disintegration of her relationship with Gilbert Imlay” (139). This depression can be quite clearly tracked throughout Letters, as is plainly seen in the overall bleak tone of the book, or in specific moments such as when she resolves that “[b]lossoms come forth only to be blighted; fish lay their spawn where it will be devoured: and what a large portion of the human race are born merely to be swept prematurely away” (Wollstonecraft 166). Wollstonecraft’s positioning of an uncultivated mind being preferable over a cultivated one is then recontextualized as merely a ‘grass is always greener’ mentality that has been shaped by her own depression. Because of her depression, she dreams of a life where the benefits of ignorance and cultivation can be joined together, longing for the greener grass on the other side of her depressive misery that she supposes is caused by her own overcultivation – the overcultivation of imagination that she cannot control, for it is “securely at the helm of the vessel” (Péter 629).

Despite this, Wollstonecraft remains firm with her answer to the question of where human happiness resides: she believes that it resides in ignorance. In her view – a view dictated by depression and misery – imagination tends to create more problems than it is worth, and she envies those who lack such cultivation of the mind. This is seen clearly near the end of the book when she describes the Danes, and says that “in general, [they] seem extremely averse to innovation, and, if happiness only consist in opinion, they are the happiest people in the world” (Wollstonecraft 160). While it is true that imagination is the sole force that develops both the self and civilization, that it “privileges city refinement over the barbarism of country life” (Canuel 139), Wollstonecraft resolves from her bleaker side of the fence that a far simpler happiness is found on the other side, away from a high wrought mind where imagination stands unwaveringly at the helm. From her point of view, true bliss lies in the greener grass of ignorance, in the joy of not knowing at all. But if imagination already stands at the helm of her mind, is that bliss ever truly attainable?

 

Works Cited

Wollstonecraft, Mary. Letters Written During a Short Residence in Sweden, Norway, and Denmark. Ed. Ingrid Horrocks. Broadview Press, 2013.

Canuel, Mark. “Wollstonecraft and World Improvement.” The Wordsworth Circle, vol. 41, no. 3, 2010, pp. 139-142.

Péter, Ágnes. “Who is at the Helm? Mary Wollstonecraft’s Contribution to the Romantic Construct of the Imagination.” Neohelicon (Budapest), vol. 50, no. 2, 2023, pp. 613-634.

On the Essentiality of History to Orlando and Around the World in Eighty Days

Image from the 1873 edition of Around the World in Eighty Days, illustrator unknown, via Wikimedia Commons.

by Gabriel Bell

Separated by centuries, genres, and even intended audiences, Jules Verne’s Around the World in Eighty Days and Virginia Woolf’s Orlando appear to be radically dissimilar texts, and nowhere does that difference reveal itself more obviously than in their handling of time. Observing the sheer importance Verne imbues every passing second with in contrast to the chronological indifference of Woolf’s century-jaunting protagonist, time seems to be a topic where the texts are not simply dissimilar, but are diametrically opposed. One conceives of time as an impersonal unit of measurement that humanity must fit or fall short of, the other as an imprecise experience which is beholden chiefly to a person’s perception of its passing. I argue, in contrast, that a closer reading of either text suggests that both Verne and Woolf engage in criticism of blind adherence to standard time – the former by showing the shortcomings of such blind adherence, and the latter by showing how a defiance of that standard produces a narrative more natural – and arguably more honest – to an individual’s lived experience. What accounts for their diverging deliveries of such a similar criticism, is the historical context of both authors.

Published in 1871, Verne’s Eighty Days is rooted in a time of both radical technological development on the transportation front, as well as one of the most dramatic reductions, both literal and psychological, of distance and travel time in modern history. In view of the effects these reductions had on those in industrial society, Verne endeavors by way of his protagonist to show a man who is an avatar of such society, and to portray his actions as the consequence of dogmatic adherence to this new order. Conversely, Woolf’s Orlando, published in 1928, finds itself steeped in an era of disillusionment that a contemporary of Woolf’s, René Guénon, called the “crisis of the modern world,” as the once-revered innovations of Verne’s day were weaponized against man so destructively in the First World War that industrial society spiraled into disillusionment with the sciences they had so readily entrusted their future to only decades earlier. In this context, Orlando’s disregard for standardized time comes to embody a broader shift in the shape of social and cultural thought across the industrial world: individuals, having their hopes of a grand future through the science of “today” thoroughly dashed, rejected scientific systems and sought to understand the world through a more self-referential lens.

The stance that both texts are substantively an argument against standardized time is not new, and I will rarely contradict existing scholarship on the topic as I find my argument in relative harmony with much of it. However, what existing secondary literature on this topic is markedly hesitant to draw on are the ways in which either text’s historical contexts motivated and shaped a given text’s means of expressing that criticism. Jane Carroll’s “‘You Are Too Slow’: Time in Jules Verne’s Around the World in 80 Days,” for example, makes reference to the most profound technological developments of Verne’s day, but stops just shy of exploring what the attitude of the newly-industrial public was in response to this technology, and how that attitude influenced the tone and technicalities of Verne’s novel. Carroll does assert that Verne’s text embodies the Victorian anxiety that “all of the technology and mechanical progress of the nineteenth century may still end in regression,”[1] but this hinges on the idea that Victorian society saw regression as counterfactual to their own world, implicitly one built on progress and cultivation – a world which Carroll’s paper makes little direct reference to. Discussions of Woolf’s Orlando suffer a similar aversion to historical context. James O’Sullivan’s “Time and Technology in Orlando” makes reference to modernist styles of authorship, but only in the context of Orlando herself adopting them later in the text; it speaks to history only as a literary device within the text, and not in terms of the broader context within which the text was written. This gap in the academic conversation makes for a promising opportunity to contrast the delivery of their similarly-grounded criticisms, as these differences of delivery, I argue, prove to be a telling clue toward the importance of historical context to their creation and consumption. Eighty Days’ juxtaposition of its mechanized air alongside images of travel technologies faltering and failing, as well as Orlando’s unquestioning expression of abnormally-lengthened hours, days, years, and lifetimes, are as much the product of shifting historical thought currents as they are creative choices by their authors, and must be understood as such.

Applying this lens to Eighty Days, it is important to first understand the time, and thus the context, in which Verne writes. Carroll’s work is correct in its assertion that Verne’s text “could only have possibly been written at that time, scarcely four years after the opening of the Suez Canal in November 1869 and three years after the completion of the Great Indian Peninsular Railway.”[2] The practical effect of these developments, historian Wolfgang Schivelbusch writes, was that “any given distance was covered in one-third of the customary time: temporally, that distance shrank to one-third of its former length.”[3] An essential dimension of Schivelbusch’s argument is the equal shrinkage of time and space – as one was reduced, the other necessarily followed, and both would continue to shrink in lockstep with one another throughout the late-nineteenth century. Much more important, however, were the cultural effects of such a shrinkage – what Schivelbusch, quoting an 1893 Quarterly Review publication, casts as the “‘gradual annihilation, approaching almost to the final extinction, of that space and of those distances which have hitherto been supposed unalterably to separate the various nations of the globe… ‘”[4] The effect of this “annihilation” on the industrial world cannot be overstated; the world shrank more significantly during Verne’s day than at any time in living memory, and all at once industrial society came to place itself in the hands of a new time and a new space, profoundly reduced relative to the time and space of its forefathers. Given this context, one may best understand Verne’s argument across Eighty Days not as a total admonishment of modern technology, but as a warning against surrendering fully to standardized time as a self-totalizing law of the universe.

How do the late-nineteenth century’s evolving views on space relate to Verne’s criticisms of empirical time? The answer is found not outside of space, but through it: borrowing an observation from Carroll, Eighty Days may rightly be said to operate under a “chronotope” where in time, space, and money are so inextricably linked that any violation of or impediment on one must necessarily affect the others. Examples abound throughout Eighty Days: governments offer “£25 bonus[es]… every time a ship arrives twenty-four hours ahead of schedule,”[5] and Fogg himself offers the captain of the Tankadère “£100 a day and a bonus of £200 if you get me [to Yokohama] on time.”[6] Even the bet itself is built on these three cornerstones: a wager of £20,000 (money) that Fogg can circumnavigate the globe (space) in eighty days (time). As this relationship is so solid, it stands to reason that an attack on one is an attack on all – that is, that affronts to either space and money may reasonably be called indirect assaults on time as well. Moments like the Indian railway suddenly ending near Kholby, the missing of the train in Nebraska, and the battering of the Henrietta by hurricane-force winds constitute such affronts to both space and money, as they both impede Fogg and company’s capacity to cover ground and, by way of fees for usage and bonuses for timeliness, cost Fogg handsomely. An interesting dimension to these impediments, however, is that their solutions are either low-tech or plainly natural. In India, Fogg and his cohort travel by elephant where the railway cannot take them, and in Nebraska a “sled rigged as a sloop”[7] carries the crew by wind to their final destination.

Of special importance here, however, is the shredding of the Henrietta to make up for its fuel shortage. A steamship, a modern marvel of travel technology, is torn apart and lit on fire to fuel the last of Fogg’s journey – a striking image of the industrial future being consumed by an ancient and undomesticated element, but consuming itself at man’s behest. The burning of the Henrietta also constitutes a divergence between my argument and Carroll’s, as her article goes on to conclude that Eighty Days “may be read almost as an allegory by which Verne suggests that success in business, travel and love, comes only when time is not viewed as rigid or restrictive and when contemporary advances in technology and in society are fully embraced.”[8] On the former moral we agree, but my analysis of Eighty Days argues that moments like the shredding of the Henrietta, among many, many others, come to constitute the heart of Verne’s criticism of empirical time, which is only a part of a wider criticism of blind faith in modernity: that however exceptional these technologies are in their capacity to shrink the world around them, they are nonetheless fallible. In the end, Fogg’s journey, prompted by the uniquely late-nineteenth century sentiment that the world has all but literally shrunk thanks to modern technology, turns out to be saved time and time again by markedly natural, non-industrial methods.

With regard to Orlando’s criticism of standardized time, one must look beyond the immediate world surrounding Virginia Woolf and cast an eye toward the developments to come. Writing in 1928, Woolf lived in a world struggling to reconcile its earlier praise for industrial development with the unprecedented and distinctly mechanized carnage of the First World War. Shattering the view of history as the inevitable march of progress toward the advent of the just society, the First World War called into question what the purpose of this “advancement” was if it were only to result in larger and deadlier conflicts – concerns which were amplified dramatically by the Second World War only decades later. In the wake of that second conflict, writers like Michel Foucault would come to lay the foundation of what is today called postmodernism. Summarizing Foucault’s philosophy, American philosopher Steven Best emphasizes that his work “‘problematizes’ modern forms of knowledge, rationality, social institutions, and subjectivity that seem given and natural but in fact are contingent constructs of power and domination,” and makes particular note of his work on human identity and its relation to power. Best writes:

Human experiences, such as madness or sexuality, become the object of intense scrutiny, discursively reconstituted within rationalist and scientific frames of reference (the discourses of modern knowledge) and thereby made accessible for administration and control. Since the eighteenth century, there has been a “discursive explosion,” according to Foucault, whereby all human behavior has come under the “imperialism” of discursive intervention, regimes of “power/knowledge,” and technologies of truth. The task of the Enlightenment, Foucault argues, was to multiply “reason’s political power” and to disseminate it throughout the social field, eventually saturating the spaces of everyday life.[9]

This perspective on heretofore-accepted “truths” as instead being the imposition of higher institutions or manners of thought, then, begets rebellion of one particular kind – the amplification of the personal over the empirical. Foucault’s (and the broader postmodern tradition’s) emphasis on questioning presumed universal truths and on elevating personal experience over institutionally-imposed categories finds ample representation throughout Orlando, which may have been published well before the advent of a codified postmodern philosophy, but which saw many of the historical and social trends involved in its founding already in motion, albeit nascently. It is through the context of Orlando as a precursor to the emerging postmodernist school that Woolf’s criticism of standardized time may best be understood – that is, as a powerful endorsement of the emerging school of personalized time.

Orlando rarely delivers its endorsement of personalized time via direct address, often preferring to let its disregard for and bending of that standard speak for itself, but it finds a rare direct mention in its second chapter. Here, the novel’s narrator expounds on how “an hour may be stretched to fifty or a hundred times its clock length” in one person’s subjective experience, and that this “extraordinary discrepancy between time on the clock and time in the mind is less known than it should be and deserves fuller investigation.”[10] Unique within Orlando, this passage is a rare active call for personal interpretations of time to be placed at the forefront of discourse on lived experience, but it also has the more subliminal effect of conflating “time on the clock” and “time on the mind” in its argument – here, they are two items on the same list, described with much the same language, devoid of the usual subjugation of the psychological to the chronological. In a similar vein, O’Sullivan’s work rightly argues that Orlando “demonstrates that subjective time holds personal prominence over any objective measure”[11] and concludes that it “is not until Orlando makes herself a product of her own time—achieved with the aid of her external devices—that she becomes an embodied self.”[12] Of special importance here is the use of the phrase “her own time,” not describing her as coming to possess one century or generation as her own – after all, she lives across several – but characterizing her rejection of any given century or generation in favor of a time wholly her own and wholly weighted according to the subjective power of each moment.

The reality of Orlando’s living across centuries also comes to constitute the text’s main way of advocating for personalized time, where its flagrant disregard for universally-understood standards implicitly undermines the power of those metrics on Orlando’s own perception. Look to the text’s loose-fitting application of chronological benchmarks in its overall narrative: centuries come and go under the reader’s nose, and the few times the date is mentioned, the leap from the last stated time is titanic. O’Sullivan’s work identifies this as Orlando “problematiz[ing] conventional periodization,” looking to the portrayal of the nineteenth-century’s dawn and remarking that “[f]emale oppression did not immediately evaporate with the close of the Victorian age, and to make cultural distinctions in such a chronological fashion is, to Woolf, an arbitrary endeavor.”[13] In a similar vein is the leap from chapter three, which begins with the reign of Charles I, to chapter four, which ends a mere fifty-eight pages later with the dawn of the nineteenth century. Some one hundred and fifty years have passed between the two chapters, yet Orlando remains alive and much the same person and age. Either case demonstrates how this disregard for symbols of standardized time, in this case centuries or “ages,” is not mindless, but intentional in its message – the real measure of Orlando’s life rarely aligns with the measure of the world around them, but this in no way devalues or diminishes their lived experience. That latter leap of one hundred and fifty years also constitutes a step up from the earlier claims made by chapter two – far from merely saying internal time should be taken into account, the narrative externalizes its character’s own perceptions of time, mapping them onto the “real” world. In so doing, Orlando’s narrative treats these jaunts across time as unquestioningly as one would treat a standard human lifetime, and that refusal to question such a preternaturally long life and document these great chronological leaps without implying they are unnatural or incongruous with reality is itself another subliminal endorsement of personalized time, coming not by way of what the text outright says but what it makes a point to not say. This narrative-wide diminution of standardized time is the heart of the text’s criticism, as it is a practical – albeit fictionalized – application of exactly what the text encourages the reader to do: to put the markers and milestones of standardized time by the wayside and consider the personal weight of each passing moment. In its proper historical context, one can come to see this call to action as an embryonic form of a more self-referential worldview which did not fully emerge in Woolf’s lifetime, but saw its motivating cultural and philosophical shifts begin to emerge into formal development around the era of Orlando’s publication.

Ultimately, the conclusions drawn by scholars like Carroll or O’Sullivan are in large part honest to both the broader themes and finer details of their respective texts, and are truthfully only one dimension shy of a sufficiently complete understanding of either. What I argue is that this neglected dimension, the influence of history, is non-negotiable, and neither text can ever hope to be fully understood without proper reference to history’s influence over the worlds, lived experiences, and personal philosophies of either author.. It is true that Verne’s text concludes on the notion “that success in business, travel and love, comes only when time is not viewed as rigid or restrictive…”[14], just as it is true that Woolf’s text “demonstrates that subjective time holds personal prominence over any objective measure”[15] but these ideas are not without origin. By placing both texts in their respective historical contexts and viewing them as being equally products of their authors and their eras, a fuller, more extensive understanding of both texts emerges. One comes to conclude that both texts make a substantially similar argument – that standardized time has its shortcomings, and must not be blindly submitted to out of fear of losing some part of one’s life or self – but different perspectives of what exactly is lost and why exactly one ought not trust standardized time emerge based on historical context. Verne, writing in a world utterly enthralled with modern marvels of transportation like the railway and the steamship, cautions against standardized time just as he cautions against blind adherence to many of the technologies of his day – on the grounds that they are not perfect, and to buy into them as though they were is to put oneself, uninformed and unquestioningly, at the mercy of uncertain and unstable machinery. Woolf, living at the end of that illusion of progress and the beginning of a period of questioning and reflection, openly advocates for personal time as an alternative to standardized time, believing that submission to the latter sacrifices the depth of the personal experience, and that only the former can maintain the self in the fullest sense. Although they are dissimilar works in their finer details, it is through their shared warning against a strict and dogmatic adherence to universal standards of chronology that these two texts find common ground, and by understanding their respective criticisms as products of their historical contexts, one finds them to be two voices in the same choir.

 

Endnotes

[1] Jane Suzanne Carroll, “‘You Are Too Slow’: Time in Jules Verne’s Around the World in 80 Days,” in Victorian Time: Technologies, Standardizations, Catastrophes, ed. Trish Ferguson (Basingstoke: Palgrave Macmillan, 2013), 81.

[2] Ibid, 78.

[3] Wolfgang Schivelbusch, The Railway Journey: The Industrialization of Time and Space in the Nineteenth Century (Oakland: University of California Press, 1977), chap. 3.

[4] John Murray, The Quarterly Review (London: W. Clowes and Sons, 1839) quoted in Schivelbusch, The Railway Journey, chap. 3.

[5] Jules Verne and William Butcher, Around the World in Eighty Days (New York: Oxford University Press, 2008), 29.

[6] Ibid, 105

[7] Ibid, 172

[8] Carroll, “‘You Are Too Slow’,” 92.

[9] Steven Best, “Foucault, Postmodernism, and Social Theory,” in Postmodernism and Social Inquiry (London: UCL Press, 1994), 28-29.

[10] Virginia Woolf, Orlando (New York: Oxford University Press, 2015), 59.

[11] James O’Sullivan, “Time and Technology in Orlando,” in ANQ: A Quarterly Journal of Short Stories, Notes, and Articles 27, no.1 (Philadelphia: Taylor & Francis Inc., 2014), para. 7.

[12] Ibid, para. 11.

[13] Ibid, para. 6.

[14] Carroll, “‘You Are Too Slow’,” 92.

[15] O’Sullivan, “Time and Technology,” para. 7.

 

Works Cited

Best, Steven. “Foucault, Postmodernism, and Social Theory.” Postmodernism and Social Inquiry, 1995.

Carroll, Jane. ““You Are Too Slow”: Time in Jules Verne’s around the World in 80 Days”.” Victorian TIme: Technologies, Standardizations, Catastrophes, 2013, pp. 77–94.

O’Sullivan, James. “Time and Technology InOrlando.” ANQ: A Quarterly Journal of Short Articles, Notes and Reviews, vol. 27, no. 1, 2 Jan. 2014, pp. 40–45, https://doi.org/10.1080/0895769x.2014.880143.

Verne, Jules, and William Butcher. Around the World in Eighty Days. Oxford, Oxford University Press, 11 Sept. 2008.

Wolfgang Schivelbusch. The Railway Journey : The Industrialization of Time and Space in the 19th Century. Berkeley ; Los Angeles, The University Of California Press, 1986.

Woolf, Virginia. Orlando. Oxford, Oxford University Press, 2015.